Cullen Investment Group, Ltd.
- Regulatory AUM
- $910M
- Discretionary
- $910M
- Clients
- 611
- Avg AUM / client
- $1.5M
- Accounts
- 1,499
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 181 positions, $826,542,588)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Incorporated | Equities | $53,546,815 | 185,063 | 6.48% | 5.88% |
| 2 | Berkshire Hathaway Incorporated Del Class B New | Equities | $52,789,428 | 105,501 | 6.39% | 5.8% |
| 3 | Alphabet Incorporated Cap Stk Class C | Equities | $39,581,999 | 112,029 | 4.79% | 4.35% |
| 4 | Microsoft Corporation | Equities | $31,969,675 | 85,710 | 3.87% | 3.51% |
| 5 | Walmart Inc | Equities | $31,590,943 | 278,912 | 3.82% | 3.47% |
| 6 | Jpmorgan Chase & Company | Equities | $29,157,224 | 89,073 | 3.53% | 3.2% |
| 7 | Nvidia Corporation | Equities | $21,546,247 | 107,683 | 2.61% | 2.37% |
| 8 | Broadcom Incorporated | Equities | $20,952,019 | 55,469 | 2.53% | 2.3% |
| 9 | Eaton Corporation Plc Shs | Equities | $20,941,158 | 49,144 | 2.53% | 2.3% |
| 10 | Amazon Com Incorporated | Equities | $19,193,268 | 80,525 | 2.32% | 2.11% |
| 11 | Philip Morris International Incorporated | Equities | $17,280,067 | 95,506 | 2.09% | 1.9% |
| 12 | Corning Incorporated | Equities | $17,081,704 | 66,874 | 2.07% | 1.88% |
| 13 | Exxon Mobil Corporation | Equities | $14,776,706 | 108,084 | 1.79% | 1.62% |
| 14 | Merck & Company Incorporated | Equities | $14,261,920 | 110,982 | 1.73% | 1.57% |
| 15 | Applied Matls Incorporated | Equities | $13,984,201 | 19,353 | 1.69% | 1.54% |
| 16 | Eli Lilly & Company | Equities | $13,969,628 | 11,647 | 1.69% | 1.54% |
| 17 | Deere & Company | Equities | $13,512,225 | 21,302 | 1.63% | 1.48% |
| 18 | Analog Devices Incorporated | Equities | $13,352,542 | 33,624 | 1.62% | 1.47% |
| 19 | Meta Platforms Incorporated Class A | Equities | $11,435,047 | 20,301 | 1.38% | 1.26% |
| 20 | Visa Incorporated Com Class A | Equities | $11,029,453 | 32,148 | 1.33% | 1.21% |
| 21 | Johnson Controls Internation Shs | Equities | $10,697,107 | 73,236 | 1.29% | 1.18% |
| 22 | General Dynamics Corporation | Equities | $10,574,886 | 29,859 | 1.28% | 1.16% |
| 23 | Cummins Incorporated | Equities | $9,890,746 | 13,868 | 1.2% | 1.09% |
| 24 | Schwab Charles Corporation | Equities | $9,847,075 | 106,747 | 1.19% | 1.08% |
| 25 | Medtronic Plc Shs | Equities | $9,693,544 | 123,864 | 1.17% | 1.07% |
Top 25 of 181 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 369 | $89.6M | 9.85% |
| High net worth individuals | 236 | $784M | 86.1% |
| Charitable organizations | 6 | $33.9M | 3.72% |
| Corporations and other businesses | Fewer than 5 clients | $2.9M | 0.32% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Cullen Bordes | President, Finop, Chief Compliance Officer, Supervisory Principal Of Branch Offices | Oct 1986 (40y) | 50% – 75% | |
| Stephen Lloyd Nickel | Vice President And Direct Owner | CFP | Sep 2003 (23y) | 25% – 50% |
| Anne Clark Gaiennie | Registered representative | CFP | Dec 2024 (2y) | |
| Katelyn Jane Dubuc | Registered representative | Dec 2024 (2y) | ||
| James David Hammond | Registered representative | Dec 2024 (2y) | ||
| Michael Joseph Doise | Registered representative | CFP CFA | Dec 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $795M (87% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗