World Investment Advisors, Llc
SEC-registered
Institutional / Pension Advisor · Large ($10B–$100B)
CRD 208512
· SEC file 801-96193
· Lincroft, NJ
· x.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $71.6B
- Discretionary
- $31.7B
- Clients
- 23,021
- Avg AUM / client
- $3.1M
- Accounts
- 35,849
- Employees
- 615
AUM over time
$0
$71.6B
Dec 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026
Registered investment companies (funds/ETFs)
$67.3B
94%
Exchange-traded equities
$2.9B
4%
Cash & equivalents
$1.4B
2%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16,604 | $4.8B | 6.71% |
| High net worth individuals | 2,165 | $5.7B | 8.0% |
| Banking or thrift institutions | Fewer than 5 clients | $3.2M | 0.0% |
| Pooled investment vehicles (non-investment companies) | 2 | $679M | 0.95% |
| Pension and profit sharing plans | 3,742 | $56.0B | 78.2% |
| Charitable organizations | 238 | $3.6B | 5.02% |
| State or municipal government entities | 61 | $347M | 0.48% |
| Corporations and other businesses | 209 | $427M | 0.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 325.
People (365)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Troy Glen Hammond | Ceo/President | CFP | Apr 2015 (11y) | Less than 5% |
| Michael Sean Woods | Executive Vice President | May 2015 (11y) | Less than 5% | |
| Jennifer A Tanck | Evp/Chief Operating Officer | Mar 2017 (9y) | Less than 5% | |
| Jonathan E Curley | Executive Vice President | Chartered Financial Consultant | May 2023 (3y) | Less than 5% |
| Enter, Adam, Robert | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% | |
| Katherine Mach | Vp, Ria Operations | Oct 2024 (2y) | Less than 5% | |
| Anthony James Black | Registered representative | Jun 2015 (11y) | ||
| David Albert Camper | Registered representative | Jun 2015 (11y) | ||
| Walter Dean Salyer | Registered representative | Jun 2015 (11y) | ||
| Sean Francis Oflaherty | Registered representative | Jun 2015 (11y) | ||
| Joe Anthony Ramon | Registered representative | Jun 2015 (11y) | ||
| Daniel Shapiro | Registered representative | Jun 2015 (11y) | ||
| William Eric Hagebusch | Registered representative | Jun 2015 (11y) | ||
| Michele Marie Lantz | Registered representative | Jun 2015 (11y) | ||
| Thomas Dean Ming | Registered representative | Jul 2015 (11y) | ||
| Tony Joseph Winkeljohn | Registered representative | Jul 2015 (11y) | ||
| Christopher Brent Harless | Registered representative | Jul 2015 (11y) | ||
| Jeffrey Howard Seymour | Registered representative | Jul 2015 (11y) | ||
| Erik Brent Berry | Registered representative | Jul 2015 (11y) | ||
| James E Edmiaston | Registered representative | Jul 2015 (11y) | ||
| Tracie Karr | Registered representative | Jul 2015 (11y) | ||
| Mallory Mattox Van Leeuwen | Registered representative | CFP | Aug 2015 (11y) | |
| William Clay Kendall | Registered representative | CFA | Aug 2015 (11y) | |
| Matthew Eston Cooper | Registered representative | Sep 2015 (11y) | ||
| Bryan Alexander Wright | Registered representative | Oct 2015 (11y) | ||
| James David Moyes | Registered representative | CFP | Oct 2015 (11y) | |
| Noel John Trias | Registered representative | Dec 2015 (11y) | ||
| Robert Edward Recchia | Registered representative | Chartered Financial Consultant | Dec 2015 (11y) | |
| Joseph Anthony Stack | Registered representative | CFP | Jan 2016 (11y) | |
| Scott Walker Daniel | Registered representative | Jan 2016 (11y) | ||
| Tuyen Le Pham | Registered representative | Feb 2016 (10y) | ||
| Matthew Loren Voecks | Registered representative | Mar 2016 (10y) | ||
| Barry P Toole | Registered representative | Mar 2016 (10y) | ||
| Christopher David Strother | Registered representative | Apr 2016 (10y) | ||
| James David Vanke | Registered representative | Apr 2016 (10y) | ||
| James Antonio Lyday | Registered representative | May 2016 (10y) | ||
| Robert J Scherzer | Registered representative | Jun 2016 (10y) | ||
| Mark Duran | Registered representative | CFA | Sep 2016 (10y) | |
| Eric Anthony Ward | Registered representative | Nov 2016 (10y) | ||
| Charles Brooker Blanton | Registered representative | Chartered Financial Consultant | Dec 2016 (10y) | |
| Alison Leigh Segall | Registered representative | Chartered Financial Consultant | Feb 2017 (9y) | |
| William Corey Mc Lemore | Registered representative | Mar 2017 (9y) | ||
| David A Radoccia | Registered representative | CFP Chartered Financial Consultant | May 2017 (9y) | |
| Shannon Cheri Main | Registered representative | CFP | Jun 2017 (9y) | |
| Benjamin William Westney | Registered representative | CFP | Oct 2017 (9y) | |
| Michael Emmett Morris | Registered representative | Jan 2018 (9y) | ||
| William Payne Adams Orr | Registered representative | Jan 2018 (9y) | ||
| Windy Lee Fino | Registered representative | Mar 2018 (8y) | ||
| Shelly Ann Horwitz | Registered representative | Apr 2018 (8y) | ||
| Erik Edward Gotrik | Registered representative | May 2018 (8y) | ||
| Mikko John Passananti | Registered representative | Jun 2018 (8y) | ||
| Leslie Drewry | Registered representative | Jul 2018 (8y) | ||
| Molly Knapp | Registered representative | Aug 2018 (8y) | ||
| Maren Cuykendall | Registered representative | Oct 2018 (8y) | ||
| Justin Burr Scott | Registered representative | Oct 2018 (8y) | ||
| Claire Lee Jackson | Registered representative | Nov 2018 (8y) | ||
| Harold Anthony Holtman | Registered representative | Dec 2018 (8y) | ||
| Melanie Heather Brown | Registered representative | Dec 2018 (8y) | ||
| Shaun Trevyr King | Registered representative | Dec 2018 (8y) | ||
| Jonathan Martinez | Registered representative | Jan 2019 (8y) | ||
| Ann Margaret Johnson | Registered representative | Feb 2019 (7y) | ||
| Kristen Ann Deevy | Registered representative | Mar 2019 (7y) | ||
| Marek P Pfeil | Registered representative | Apr 2019 (7y) | ||
| Scott Allan Ulves | Registered representative | CFP Chartered Financial Consultant | May 2019 (7y) | |
| Jack Emery Houseworth | Registered representative | Jun 2019 (7y) | ||
| Krista Kay Chaves | Registered representative | Jun 2019 (7y) | ||
| Tom Mitchell Hessler | Registered representative | Jul 2019 (7y) | ||
| David Michael Vaughan | Registered representative | CFP | Jul 2019 (7y) | |
| Melinda Gail Thomas | Registered representative | CFP | Jul 2019 (7y) | |
| Byron Daniel Clark | Registered representative | Sep 2019 (7y) | ||
| Mark Scalera | Registered representative | Oct 2019 (7y) | ||
| Fred Hamsayeh | Registered representative | CFP | Oct 2019 (7y) | |
| Jamie Erin Thomaswong | Registered representative | Jan 2020 (7y) | ||
| William Pierce Trcka | Registered representative | Feb 2020 (6y) | ||
| Kyle G Vandermey | Registered representative | Mar 2020 (6y) | ||
| Paul J. Phelan | Registered representative | CFP | Sep 2020 (6y) | |
| James Douglas Holly | Registered representative | Sep 2020 (6y) | ||
| Rogelio Rocha | Registered representative | Oct 2020 (6y) | ||
| Lisa Ann Gallegos | Registered representative | Nov 2020 (6y) | ||
| Nancy Ulloa | Registered representative | Dec 2020 (6y) | ||
| Christopher D Phillips | Registered representative | Dec 2020 (6y) | ||
| Ryan Patrick O Toole | Registered representative | Dec 2020 (6y) | ||
| Kevin Adam Takinen | Registered representative | Dec 2020 (6y) | ||
| Conor Patrick Ussery | Registered representative | Feb 2021 (5y) | ||
| Ricky Raymond Novick | Registered representative | Jun 2021 (5y) | ||
| Jason David Carmack | Registered representative | Jul 2021 (5y) | ||
| David Andrew Parker | Registered representative | Aug 2021 (5y) | ||
| Lisa Vilardi | Registered representative | Aug 2021 (5y) | ||
| John Christopher Kim | Registered representative | Aug 2021 (5y) | ||
| Michael Andre Aguado | Registered representative | Aug 2021 (5y) | ||
| Rachel Marie Harris | Registered representative | Aug 2021 (5y) | ||
| Kayvon Salafian | Registered representative | Aug 2021 (5y) | ||
| Colleen Mary Latchic | Registered representative | Sep 2021 (5y) | ||
| Paul M Blank | Registered representative | Oct 2021 (5y) | ||
| Gregory Conibear Kutrow | Registered representative | CFP | Nov 2021 (5y) | |
| Evan Fitzpatrick | Registered representative | Dec 2021 (5y) | ||
| Jaron Dale Nemes | Registered representative | Jan 2022 (5y) | ||
| Sarah Ann Fullerton | Registered representative | Jan 2022 (5y) | ||
| Joseph Timothy Nilsen | Registered representative | CFP | Mar 2022 (4y) | |
| Kamaila Sanders | Registered representative | Apr 2022 (4y) | ||
| Christopher T Rawley | Registered representative | May 2022 (4y) | ||
| Kyle Adam La Croix | Registered representative | May 2022 (4y) | ||
| Mia Medina Bohanan | Registered representative | Jun 2022 (4y) | ||
| Richard Lee Swanson | Registered representative | Jul 2022 (4y) | ||
| Kacie Lynn Burger | Registered representative | CFP | Aug 2022 (4y) | |
| Matthew Richard Digennaro | Registered representative | Sep 2022 (4y) | ||
| Eduardo Badillo Garza | Registered representative | Oct 2022 (4y) | ||
| Philip Shihling Chao | Registered representative | CFP | Oct 2022 (4y) | |
| Angela Faridnia | Registered representative | Oct 2022 (4y) | ||
| Jamie Loren Frankel | Registered representative | Nov 2022 (4y) | ||
| George F Kilborn | Registered representative | CFA | Jan 2023 (4y) | |
| Peter Scida | Registered representative | Feb 2023 (3y) | ||
| Robert Appleman | Registered representative | Feb 2023 (3y) | ||
| Clayton Boone | Registered representative | CFP CFA | Mar 2023 (3y) | |
| Jason John Cohn | Registered representative | Mar 2023 (3y) | ||
| Prashant J Ravani | Registered representative | CFP | Apr 2023 (3y) | |
| Robert Christopher Hobaica | Registered representative | Apr 2023 (3y) | ||
| Judy Kaye Mesecher | Registered representative | CFP | Apr 2023 (3y) | |
| George Warburg | Registered representative | CFP | May 2023 (3y) | |
| Robert Ralph Brown | Registered representative | May 2023 (3y) | ||
| Nathan Otis Garrison | Registered representative | CFA | Jun 2023 (3y) | |
| Robert Joseph Seidel | Registered representative | Jul 2023 (3y) | ||
| Robert Patrick Gibson | Registered representative | Sep 2023 (3y) | ||
| Kenneth Stuckert | Registered representative | CFP | Oct 2023 (3y) | |
| Timothy Dennis Mcgrath | Registered representative | Oct 2023 (3y) | ||
| Jeffrey Scott Stuckert | Registered representative | Oct 2023 (3y) | ||
| James P. Mcquaid | Registered representative | Oct 2023 (3y) | ||
| William James Kenton | Registered representative | CFP | Oct 2023 (3y) | |
| James D Mcquaid | Registered representative | Oct 2023 (3y) | ||
| Nicholas Joseph Russo | Registered representative | CFA | Oct 2023 (3y) | |
| Horace Seely Brown | Registered representative | Oct 2023 (3y) | ||
| Kyle Robert Bochat | Registered representative | Dec 2023 (3y) | ||
| Nabih George Nabti | Registered representative | CFP | Dec 2023 (3y) | |
| Catherine Marie Mcgrath | Registered representative | Jan 2024 (3y) | ||
| Logan R Darby | Registered representative | Feb 2024 (2y) | ||
| Connor Vincent Scherzer | Registered representative | Feb 2024 (2y) | ||
| Nathaniel John Louderback | Registered representative | Mar 2024 (2y) | ||
| Ryne Alyn Fessler | Registered representative | Mar 2024 (2y) | ||
| Sergio Sardera | Registered representative | Apr 2024 (2y) | ||
| Derek Levi Holt | Registered representative | Apr 2024 (2y) | ||
| Matthew Harrison Kendall | Registered representative | CFP | May 2024 (2y) | |
| Lindsay Ann Black | Registered representative | May 2024 (2y) | ||
| Michael Stephen Rossetti | Registered representative | May 2024 (2y) | ||
| Courtney Ann Sindelar | Registered representative | Jun 2024 (2y) | ||
| Michael James Rodriguez | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Edmond Wedge | Registered representative | Jun 2024 (2y) | ||
| Jennette Lee Fraler | Registered representative | Jun 2024 (2y) | ||
| Joseph John Cameron | Registered representative | Jun 2024 (2y) | ||
| Chynna Leigh White | Registered representative | Jun 2024 (2y) | ||
| David James Goldstein | Registered representative | Jun 2024 (2y) | ||
| Donald Marcel Roy | Registered representative | CFP | Jun 2024 (2y) | |
| Gerald Anthony Costa | Registered representative | Jun 2024 (2y) | ||
| John David Smith | Registered representative | Jun 2024 (2y) | ||
| John Joseph Donaruma | Registered representative | Jun 2024 (2y) | ||
| John Patrick Greco | Registered representative | Jun 2024 (2y) | ||
| Joseph Austin Hoffman | Registered representative | CFP | Jun 2024 (2y) | |
| Lee Ann Fatalo | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Matthew Alton Davis | Registered representative | Jun 2024 (2y) | ||
| Mitchell Douglas Custenborder | Registered representative | CFP | Jun 2024 (2y) | |
| Montoya Douglas Kim | Registered representative | CFA | Jun 2024 (2y) | |
| Michael Charles Hulett | Registered representative | Jun 2024 (2y) | ||
| Robert Andrew Zaremba | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Samuel Robert Chamberlain | Registered representative | Jun 2024 (2y) | ||
| Scott M Turner | Registered representative | Jun 2024 (2y) | ||
| Shaun D. Patterson | Registered representative | CFP | Jun 2024 (2y) | |
| Susan Elizabeth Schieding | Registered representative | Jun 2024 (2y) | ||
| Susan Kay Hixson | Registered representative | Jun 2024 (2y) | ||
| Suzanne Covert Wagner | Registered representative | Jun 2024 (2y) | ||
| Christopher John Broderick | Registered representative | Jul 2024 (2y) | ||
| David Alexander Williams | Registered representative | Jul 2024 (2y) | ||
| Patrick Daniel Roth | Registered representative | Jul 2024 (2y) | ||
| Theresa Mcdevitt Diblasi | Registered representative | Jul 2024 (2y) | ||
| Shaunt Ed Ozben | Registered representative | Jul 2024 (2y) | ||
| Benjamin Payson Dodge | Registered representative | Jul 2024 (2y) | ||
| Bruce James Tobin | Registered representative | Jul 2024 (2y) | ||
| David Alton Lessner | Registered representative | Jul 2024 (2y) | ||
| David R. Wood | Registered representative | Jul 2024 (2y) | ||
| Elissa Kathleen Foley | Registered representative | Jul 2024 (2y) | ||
| John Frank Geffert | Registered representative | Jul 2024 (2y) | ||
| Jamie Lynn Skaggs | Registered representative | Jul 2024 (2y) | ||
| Kelsea Agnes Yeskevicz | Registered representative | Jul 2024 (2y) | ||
| Mark Kenneth Lessner | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan David Hendrickson | Registered representative | Jul 2024 (2y) | ||
| Sean Robert Mccann | Registered representative | CFP | Jul 2024 (2y) | |
| Janice Therese Williams | Registered representative | Jul 2024 (2y) | ||
| Ryan Scott Oltorik | Registered representative | CFP | Jul 2024 (2y) | |
| Teresa Gay Edgemon | Registered representative | Jul 2024 (2y) | ||
| Eva Alejandra Camacho | Registered representative | Jul 2024 (2y) | ||
| Dennis Ross Oltorik | Registered representative | Jul 2024 (2y) | ||
| Luke Ming | Registered representative | CFP | Aug 2024 (2y) | |
| Julia Aleksandrovna Hooper | Registered representative | CFP | Aug 2024 (2y) | |
| Theresa Ann Nist | Registered representative | Aug 2024 (2y) | ||
| Valerie Deters | Registered representative | Oct 2024 (2y) | ||
| Evan Fisher Boger | Registered representative | Oct 2024 (2y) | ||
| Anthony Silva | Registered representative | CFA | Oct 2024 (2y) | |
| Brian James Herald | Registered representative | Nov 2024 (2y) | ||
| Antonio Dominguez | Registered representative | Jan 2025 (2y) | ||
| Rick Frank Lorence | Registered representative | Jan 2025 (2y) | ||
| Ryan Douglas Gensicke | Registered representative | Jan 2025 (2y) | ||
| Susana Estrada Abundis | Registered representative | Jan 2025 (2y) | ||
| Mark Thomas Ridgeway | Registered representative | Jan 2025 (2y) | ||
| Shannon Helman | Registered representative | Jan 2025 (2y) | ||
| Gregory Robert Rochte | Registered representative | Feb 2025 (1y) | ||
| Travis O'dell Tullock | Registered representative | Mar 2025 (1y) | ||
| Vivek Vishal | Registered representative | Mar 2025 (1y) | ||
| Chad Nmn Kolinsky | Registered representative | CFA | Apr 2025 (1y) | |
| David George Mowad | Registered representative | CFP | Apr 2025 (1y) | |
| Jason Nmn Kolinsky | Registered representative | CFP | Apr 2025 (1y) | |
| David Louis Ciano | Registered representative | Apr 2025 (1y) | ||
| Anthony Trung Thien Bui | Registered representative | Apr 2025 (1y) | ||
| Kenneth H Bellemore | Registered representative | Apr 2025 (1y) | ||
| Brittany Falk | Registered representative | Apr 2025 (1y) | ||
| Joseph R Marchese | Registered representative | CFP | Apr 2025 (1y) | |
| Steven Ira Kolinsky | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Adam Nabil Rehim | Registered representative | May 2025 (1y) | ||
| Melanie Maria Aaltje Rhooms | Registered representative | Jun 2025 (1y) | ||
| Mary Kathleen Flaherty | Registered representative | CFP | Jun 2025 (1y) | |
| Dominick Joseph Fiore | Registered representative | Jun 2025 (1y) | ||
| Tamera Christina Cole | Registered representative | Jul 2025 (1y) | ||
| Ivan Stuart Horn | Registered representative | Jul 2025 (1y) | ||
| Theodore Joseph Durante | Registered representative | CFP | Jul 2025 (1y) | |
| Enrico Franco | Registered representative | Jul 2025 (1y) | ||
| Sidney Poretsky | Registered representative | CFP | Jul 2025 (1y) | |
| Jeffrey Nelson | Registered representative | CFA | Jul 2025 (1y) | |
| Thomas Patrick Hyland | Registered representative | Jul 2025 (1y) | ||
| Eric Scott Edwards | Registered representative | Jul 2025 (1y) | ||
| Johnpaul Baughman | Registered representative | Aug 2025 (1y) | ||
| Justin Jarrot Newhard | Registered representative | Aug 2025 (1y) | ||
| Kenneth Ashka | Registered representative | CFP | Aug 2025 (1y) | |
| Dylan James Mosby | Registered representative | Aug 2025 (1y) | ||
| Michael George Cerato | Registered representative | Sep 2025 (1y) | ||
| Melanie Lynn Lavigne | Registered representative | Sep 2025 (1y) | ||
| Justin Sean Woodfin | Registered representative | Sep 2025 (1y) | ||
| James Donald Abagis | Registered representative | Sep 2025 (1y) | ||
| John Edward Graziano | Registered representative | CFP Personal Financial Specialist | Sep 2025 (1y) | |
| Christopher Michael Graziano | Registered representative | CFP | Oct 2025 (1y) | |
| Daniel Hennessy Mulroe | Registered representative | Oct 2025 (1y) | ||
| Edward Carannante | Registered representative | Oct 2025 (1y) | ||
| Michael Anthony Sonatore | Registered representative | Oct 2025 (1y) | ||
| Brianna Panico | Registered representative | CFP | Oct 2025 (1y) | |
| Richard Habib | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| William Joseph Bohannan | Registered representative | CFP | Oct 2025 (1y) | |
| Joseph Anthony Graziano | Registered representative | CFP | Oct 2025 (1y) | |
| Brian Joseph Mulkeen | Registered representative | Oct 2025 (1y) | ||
| Daniel Taormina | Registered representative | Oct 2025 (1y) | ||
| David Aaron Lachowicz | Registered representative | CFP | Oct 2025 (1y) | |
| Gaven Andrew Ferraro | Registered representative | Oct 2025 (1y) | ||
| Samuel John Rodio | Registered representative | Oct 2025 (1y) | ||
| William Bernard King | Registered representative | CFP | Oct 2025 (1y) | |
| Bruce Edward Gandolfi | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Michael Joseph Bruzzichesi | Registered representative | Oct 2025 (1y) | ||
| Connor Douglas O'leary | Registered representative | Oct 2025 (1y) | ||
| Chaitanya Suresh Patel | Registered representative | Oct 2025 (1y) | ||
| Peggy Logan | Registered representative | Oct 2025 (1y) | ||
| Keith Walter Necklen | Registered representative | Oct 2025 (1y) | ||
| James Daniel Mcafee | Registered representative | Oct 2025 (1y) | ||
| Phyllis Ann Bongiorno | Registered representative | Oct 2025 (1y) | ||
| Andrew John Mclaughlin | Registered representative | Oct 2025 (1y) | ||
| Brian Hunt Freeman | Registered representative | Oct 2025 (1y) | ||
| Brian Curry | Registered representative | Oct 2025 (1y) | ||
| Christopher John Ryan | Registered representative | Oct 2025 (1y) | ||
| Debra Lynn Boucher | Registered representative | Oct 2025 (1y) | ||
| Frank Joseph Baird | Registered representative | CFP | Oct 2025 (1y) | |
| John Scialabba | Registered representative | Oct 2025 (1y) | ||
| John Ur | Registered representative | Oct 2025 (1y) | ||
| John W Rehonic | Registered representative | Oct 2025 (1y) | ||
| Joseph Michael Washco | Registered representative | Oct 2025 (1y) | ||
| Nicholas A. Boxter | Registered representative | Oct 2025 (1y) | ||
| Patrick John Ratz | Registered representative | Oct 2025 (1y) | ||
| Russell Fred Boucher | Registered representative | Oct 2025 (1y) | ||
| Robert Joseph Marcickiewicz | Registered representative | Oct 2025 (1y) | ||
| Walter Rapka | Registered representative | CFP Personal Financial Specialist | Oct 2025 (1y) | |
| William Monos Greenfield | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Albert Robert Maccani | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Matthew Zamorski | Registered representative | Oct 2025 (1y) | ||
| Michael Anthony Magliocco | Registered representative | Oct 2025 (1y) | ||
| Nicholas Joseph Magone | Registered representative | CFP | Oct 2025 (1y) | |
| Nick Magone | Registered representative | CFP | Oct 2025 (1y) | |
| Carole Trnka | Registered representative | Oct 2025 (1y) | ||
| Kera Kristine Hunsaker | Registered representative | Oct 2025 (1y) | ||
| Douglas Michael Dougherty | Registered representative | Oct 2025 (1y) | ||
| Anthony John Carro | Registered representative | Oct 2025 (1y) | ||
| Bruce Joseph Diner | Registered representative | Oct 2025 (1y) | ||
| Christopher Michael Briamonte | Registered representative | CFP | Oct 2025 (1y) | |
| Jay A Mevorah | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Joseph Carmine Berardinelli | Registered representative | Oct 2025 (1y) | ||
| James Thomas Borda | Registered representative | Oct 2025 (1y) | ||
| Mark Alexander Vannauker | Registered representative | Oct 2025 (1y) | ||
| Robert Bandura | Registered representative | Oct 2025 (1y) | ||
| Melanie Jo Doering | Registered representative | Oct 2025 (1y) | ||
| Frank Angelo Tomasini | Registered representative | Oct 2025 (1y) | ||
| Cheryl Lombardoni | Registered representative | Oct 2025 (1y) | ||
| Edward Nigel Walters | Registered representative | Oct 2025 (1y) | ||
| Dan Csontos | Registered representative | Oct 2025 (1y) | ||
| Michael Anthony Connors | Registered representative | Oct 2025 (1y) | ||
| Michael Daniel Vassey | Registered representative | Oct 2025 (1y) | ||
| Michael Virgilio | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Patrick Joseph Sirvent | Registered representative | Oct 2025 (1y) | ||
| Stephen Frederick Oneill | Registered representative | Oct 2025 (1y) | ||
| Tai Yuan Chen | Registered representative | Oct 2025 (1y) | ||
| William John Roberts | Registered representative | Oct 2025 (1y) | ||
| William Southey Schuler | Registered representative | Oct 2025 (1y) | ||
| Gerald Morlitz | Registered representative | Oct 2025 (1y) | ||
| Kevin Eugene Kohler | Registered representative | Oct 2025 (1y) | ||
| Mark H Roszkowski | Registered representative | Oct 2025 (1y) | ||
| Norman Lee Schneider | Registered representative | CFP | Oct 2025 (1y) | |
| William Edward Durborow | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Kelly L. Vostal | Registered representative | Oct 2025 (1y) | ||
| Paul Howard Saks | Registered representative | CFP | Oct 2025 (1y) | |
| Stephen Thurston | Registered representative | Oct 2025 (1y) | ||
| Harold James Klumbach | Registered representative | Oct 2025 (1y) | ||
| Kevin Peter Suszko | Registered representative | Oct 2025 (1y) | ||
| Leonard Zimmerman | Registered representative | Oct 2025 (1y) | ||
| Salvatore D Ceravolo | Registered representative | Oct 2025 (1y) | ||
| Andrew Reilly Dugery | Registered representative | Nov 2025 (1y) | ||
| John Joseph Zellman | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Christopher Bass | Registered representative | Nov 2025 (1y) | ||
| Richard Ellis Craft | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Anthony Allen Sacco | Registered representative | Nov 2025 (1y) | ||
| Anthony James Wyss | Registered representative | CFP | Nov 2025 (1y) | |
| Brian Alexander Sullivan | Registered representative | Nov 2025 (1y) | ||
| Doreen Ann Catanio | Registered representative | Nov 2025 (1y) | ||
| Frank P Nardi | Registered representative | CFP | Nov 2025 (1y) | |
| Gerald Lee Preschutti | Registered representative | Nov 2025 (1y) | ||
| Margaret Wierzbicki | Registered representative | CFP | Nov 2025 (1y) | |
| Robert Norton | Registered representative | CFA | Nov 2025 (1y) | |
| Paul William Kurzon | Registered representative | Nov 2025 (1y) | ||
| Tyler Drew Wall | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Shawn Patrick Rooney | Registered representative | Nov 2025 (1y) | ||
| Majesty Cruz | Registered representative | Nov 2025 (1y) | ||
| Richard Harry Panchookian | Registered representative | CFP | Nov 2025 (1y) | |
| Stephen R Whitehorn | Registered representative | Nov 2025 (1y) | ||
| Theresa Ann Mitchell | Registered representative | CFP | Nov 2025 (1y) | |
| Thomas Christopher Corley | Registered representative | CFP | Nov 2025 (1y) | |
| Matthew Joseph Gromek | Registered representative | Nov 2025 (1y) | ||
| Matthew Adrian Snyder | Registered representative | Nov 2025 (1y) | ||
| Jim Dinshaw Poncha | Registered representative | Nov 2025 (1y) | ||
| Bruce Nesbitt Haydu | Registered representative | CFP | Nov 2025 (1y) | |
| Michael W Nulty | Registered representative | Nov 2025 (1y) | ||
| Douglas Verduin | Registered representative | Dec 2025 (1y) | ||
| Edward L Hulse | Registered representative | Personal Financial Specialist | Dec 2025 (1y) | |
| Bipin Patel | Registered representative | Jan 2026 (1y) | ||
| Jay Mehta | Registered representative | CFP | Jan 2026 (1y) | |
| Jason Aceituno | Registered representative | Jan 2026 (1y) | ||
| Karen Ann Robinson | Registered representative | Jan 2026 (1y) | ||
| Mary Margaret Francisco | Registered representative | Jan 2026 (1y) | ||
| Anthony Casazza | Registered representative | Jan 2026 (1y) | ||
| Sarabjeet Singh Thapar | Registered representative | Jan 2026 (1y) | ||
| Drenna Symonds Jones | Registered representative | Feb 2026 (0y) | ||
| John William Rehonic | Registered representative | Feb 2026 (0y) | ||
| Bailey Marie Leggo | Registered representative | Feb 2026 (0y) | ||
| Derek G Hassenpflug | Registered representative | CFP | Mar 2026 (0y) | |
| Brendan Beagan | Registered representative | Mar 2026 (0y) | ||
| Timothy Brock Boleman | Registered representative | Mar 2026 (0y) | ||
| Sean Michael Mcmullen | Registered representative | Apr 2026 (0y) | ||
| William Bechtel Mack | Registered representative | Apr 2026 (0y) | ||
| Jack Hausler | Registered representative | Apr 2026 (0y) | ||
| Amirali Ehsan | Registered representative | Apr 2026 (0y) | ||
| Gabriel Gonzalez | Registered representative | May 2026 (0y) | ||
| Andrew Paul Margolin | Registered representative | Jun 2026 (0y) | ||
| Susy Paula Peddle | Registered representative | Jun 2026 (0y) | ||
| Nicholas Hayden Horwitz | Registered representative | Jun 2026 (0y) | ||
| Gregory James King | Registered representative | CFP | Jun 2026 (0y) | |
| Veronica Kelly Mae Taylor | Registered representative | Jun 2026 (0y) | ||
| Nickolas Raymond Lapointe | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wia Holdings, Llc | Owner | May 2022 | A | 75% or more |
| World Associates Holdings, Llc | Owner | May 2022 | B | ≈ 56.25% – 100% via Wia Holdings, Llc |
| Cb Clockwork Midco, Llc | Owner | May 2022 | B | ≈ 42.19% – 100% via World Associates Holdings, Llc |
| Cb Clockwork Parent, Llc | Owner | May 2022 | B | ≈ 31.64% – 100% via Cb Clockwork Midco, Llc |
| Cb World Management, Llc | Owner | May 2022 | B | ≈ 7.91% – 50% via Cb Clockwork Parent, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- World Associates Holdings, Llc: 75% – 100% of Wia Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Cb Clockwork Midco, Llc: 75% – 100% of World Associates Holdings, Llc × 75% – 100% of Wia Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Cb Clockwork Parent, Llc: 75% – 100% of Cb Clockwork Midco, Llc × 75% – 100% of World Associates Holdings, Llc × 75% – 100% of Wia Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Cb World Management, Llc: 25% – 50% of Cb Clockwork Parent, Llc × 75% – 100% of Cb Clockwork Midco, Llc × 75% – 100% of World Associates Holdings, Llc × 75% – 100% of Wia Holdings, Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Alliance Group Services, Llc 401(k) Plan | Alliance Group Services, Llc | 0 | $0 | 01/01/2025 |
| Federal Defenders Of San Diego, Inc. 401(k) Pension Plan | Federal Defenders Of San Diego, Inc. | 137 | $61.3M | 10/01/2024 |
| Crafton, Tull & Associates, Inc. 401(k) Plan | Crafton, Tull & Associates, Inc . | 315 | $33.9M | 09/01/2024 |
| Northern California Carpenters 401(k) Trust Fund | Board Of Trustees, Northern California Carpenters 401(k) Trust Fund | 4,597 | $250M | 09/01/2024 |
| Curtain Wall Design & Consulting Inc. Employees Savings Plan | Curtain Wall Design & Consulting Inc. | 156 | $60.9M | 09/01/2024 |
| Rahr Corporation Employees' Retirement Savings Plan | Rahr Corporation | 372 | $84.4M | 09/01/2024 |
| Lutheran Family Services Of Virginia, Inc. 401(k) Plan | Lutheran Family Services Of Virginia, Inc. Dba Encircle | 414 | $14.6M | 07/01/2024 |
| Icm Corp. 401(k) Profit Sharing Plan | Icm Controls Corp | 141 | $7.8M | 07/01/2024 |
| Kern Regional Center Defined Contribution Retirement Plan | Kern Regional Center | 405 | $12.1M | 07/01/2024 |
| Kern Regional Center Defined Benefit Retirement Plan | Kern Regional Center | 68 | $54.0M | 07/01/2024 |
| Galaxy Desserts 401(k) Plan | Galaxy Desserts, Inc. | 133 | $3.6M | 07/01/2024 |
| Churchill School And Center Defined Contribution Retirement Plan | The Churchill School And Center | 158 | $33.7M | 07/01/2024 |
| The Galloway School Retirement Plan | The Galloway Schools, Inc. | 161 | $20.8M | 07/01/2024 |
| Viking Drill & Tool, Inc. Retirement/Savings Plan | Viking Drill & Tool, Inc. | 272 | $19.8M | 07/01/2024 |
| Sunshine Cottage School For Deaf Children 403(b) Plan | Sunshine Cottage School For Deaf Children | 104 | $16.3M | 06/01/2024 |
| Wgsn 401(k) Plan | Wgsn, Llc | 132 | $10.8M | 05/09/2024 |
| Idec Corporation Profit Sharing And Shared Savings Plan | Idec Corporation | 93 | $22.4M | 04/01/2024 |
| Seneca Foods Corporation Employees' Savings Plan | Seneca Foods Corporation | 2,850 | $258M | 01/01/2024 |
| Isun 401(k) Retirement Plan | Isun, Inc. | 75 | $7.8M | 01/01/2024 |
| Bonhams & Butterfields 401(k) Plan | Bonhams & Butterfields Auctioneers Corporation | 263 | $35.3M | 01/01/2024 |
| Uship, Inc. 401(k) Plan | Uship, Inc | 114 | $16.0M | 01/01/2024 |
| L & F Distributors 401(k) Plan | L & F Distributors, Llc | 1,298 | $31.7M | 01/01/2024 |
| Data.World 401(k) Plan | Data.World, Inc. | 113 | $7.2M | 01/01/2024 |
| Schumacher Homes, Inc. 401(k) Plan | Schumacher Homes, Inc. | 400 | $34.9M | 01/01/2024 |
| Firan Technology Group (Usa) Corporation 401(k) Plan | Ftg Circuits Inc. | 110 | $2.8M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 4.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $21.1B (29% of AUM) Mar 2026
- Empower Financial Services, Inc. $10.9B (15% of AUM) Mar 2026
- Gwfs Equities, Inc. $4.4B (16% of AUM) Jul 2022
- Charles Schwab & Co. $321M (13% of AUM) Feb 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗