William Joseph Capital Management, Inc.
- Regulatory AUM
- $694M
- Discretionary
- $694M
- Clients
- 1,879
- Avg AUM / client
- $369K
- Accounts
- 1,879
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,712 | $407M | 58.6% |
| High net worth individuals | 167 | $287M | 41.4% |
People (29)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Elzie Goss | Managing Principal | Apr 2015 (11y) | 25% – 50% | |
| Matthew Thomas Sweeney | Managing Director | Apr 2015 (11y) | 25% – 50% | |
| Costenbader, Walter, Russell | Chief Compliance Officer | Apr 2023 (3y) | Less than 5% | |
| Justin Karl Bolmgren | Chief Operations Officer | CFP | Jan 2024 (3y) | 25% – 50% |
| Bryan J. Ricci | Registered representative | CFP | Aug 2015 (11y) | |
| David Lee Cowan | Registered representative | Oct 2015 (11y) | ||
| Morgan Nichole Marx | Registered representative | CFP Chartered Financial Consultant | Jan 2016 (11y) | |
| Dean Anatra | Registered representative | Jan 2016 (11y) | ||
| Willliam Joseph Mccloskey | Registered representative | Mar 2016 (10y) | ||
| Charles Peter Dufour | Registered representative | Mar 2017 (9y) | ||
| Richard Joseph Knudsen | Registered representative | Aug 2017 (9y) | ||
| Sondra Ilene Ziegler | Registered representative | Mar 2018 (8y) | ||
| Daphne Lynn Roberson | Registered representative | Jul 2018 (8y) | ||
| Bianca Michelle Noiseux | Registered representative | Apr 2020 (6y) | ||
| Mindy Nicole Gallina | Registered representative | Aug 2022 (4y) | ||
| Steven F Minninger | Registered representative | CFP | Oct 2022 (4y) | |
| Talia Marie Cyr | Registered representative | Nov 2023 (3y) | ||
| Christopher R. Torres Gilbes | Registered representative | Jan 2024 (3y) | ||
| John Michael Poitras | Registered representative | Apr 2024 (2y) | ||
| Jon D. Tanner | Registered representative | Jul 2024 (2y) | ||
| Alexander F Rascionato | Registered representative | Aug 2024 (2y) | ||
| Jonathan D Leuchs | Registered representative | Sep 2024 (2y) | ||
| Brianna Leah Sternkopf | Registered representative | Nov 2024 (2y) | ||
| Edward Peter Yetsko | Registered representative | CFP | Nov 2024 (2y) | |
| Mark Daniel Lablance | Registered representative | Dec 2024 (2y) | ||
| Kimberly B Sparks | Registered representative | Oct 2025 (1y) | ||
| James Michael Tuohey | Registered representative | Nov 2025 (1y) | ||
| Adam Thomas Drinkwater | Registered representative | Nov 2025 (1y) | ||
| Michael Joseph Charleton | Registered representative | CFP | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Assetmark Trust Company $564M (81% of AUM) Mar 2026
- Charles Schwab & Co. $18.4M (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗