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Wealth Manager · Small ($100M–$1B)
CRD 226545
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ADV data as of Jan 09, 2026
- Regulatory AUM
- $303M
- Discretionary
- $266M
- Clients
- 42
- Avg AUM / client
- $7.2M
- Accounts
- 167
- Employees
- 2
AUM over time
$127M
$303M
Feb 23, 2016
Jan 9, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $1.9M | 0.62% |
| High net worth individuals | 36 | $301M | 99.4% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $261M (86% of AUM) Jan 2026
- Vanguard Marketing Corporation $31.1M (11% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 09, 2026.