Alvin Clay Financial Advisors, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 226655
· SEC file 801-132864
· Jenkintown, PA
· www.linkedin.com
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ADV data as of May 13, 2026
- Regulatory AUM
- $187M
- Discretionary
- $187M
- Clients
- 178
- Avg AUM / client
- $1.0M
- Accounts
- 446
- Employees
- 5
AUM over time
$155M
$187M
Dec 2024
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 124 | $34.1M | 18.3% |
| High net worth individuals | 48 | $133M | 71.1% |
| Pension and profit sharing plans | 1 | $8.8M | 4.7% |
| Charitable organizations | 4 | $10.6M | 5.7% |
| Corporations and other businesses | 1 | $297K | 0.16% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alvin Abraham Clay | Registered representative | CFP Personal Financial Specialist | Jul 2015 (11y) | |
| Richard E Borowy | Registered representative | Jan 2023 (4y) | ||
| Paul Kenneth Kingston | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 896 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $147M (79% of AUM) May 2026
- Charles Schwab & Co. $31.2M (17% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗