Bayntree Wealth Advisors, Llc
- Regulatory AUM
- $241M
- Discretionary
- $230M
- Clients
- 510
- Avg AUM / client
- $473K
- Accounts
- 1,208
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 406 | $99.4M | 41.2% |
| High net worth individuals | 104 | $142M | 58.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Affiliated Dermatology 401(k) Plan Richard Lee Averitte, Jr., Pllc Dba Affiliated Dermatology | 2024 | |
| Nextcare Providers 401(k) Plan Medical Provider Staffing Services, Pllc | 2024 | |
| Nextcare, Inc. 401(k) Plan Nextcare, Inc. | 2024 | |
| Solugenix Corporation 401(k) Plan Solugenix Corporation | 2024 | |
| Morrison, Ekre & Bart Management Services, Inc. 401(k) Plan Morrison, Ekre & Bart Management Services, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Scott Rafal | President/Chief Compliance Officer | Jul 2015 (11y) | ≈ 56.25% – 100% via Ajw, Llc | |
| Brian David Hartstein | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Jonathan Michael Gengle | Registered representative | Apr 2019 (7y) | ||
| Andrue Jorgensen | Registered representative | Jan 2023 (4y) | ||
| Ezra Max Alpert | Registered representative | Oct 2025 (1y) | ||
| Jonathan William Brant | Registered representative | CFP | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ajw, Llc | Owner | Oct 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Scott Rafal: 75% – 100% of Ajw, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Affiliated Dermatology 401(k) Plan | Richard Lee Averitte, Jr., Pllc Dba Affiliated Dermatology | 148 | $8.1M | 01/01/2024 |
| Nextcare Providers 401(k) Plan | Medical Provider Staffing Services, Pllc | 505 | $37.4M | 01/01/2024 |
| Nextcare, Inc. 401(k) Plan | Nextcare, Inc. | 1,235 | $16.3M | 01/01/2024 |
| Solugenix Corporation 401(k) Plan | Solugenix Corporation | 274 | $15.8M | 01/01/2024 |
| Morrison, Ekre & Bart Management Services, Inc. 401(k) Plan | Morrison, Ekre & Bart Management Services, Inc. | 951 | $14.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $238M (99% of AUM) Apr 2026
- TD Ameritrade $163M (95% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗