Elevated Capital Advisors, Llc
- Regulatory AUM
- $499M
- Discretionary
- $494M
- Clients
- 1,007
- Avg AUM / client
- $496K
- Accounts
- 2,428
- Employees
- 30
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 878 | $251M | 50.3% |
| High net worth individuals | 128 | $246M | 49.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.0M | 0.4% |
| Corporations and other businesses | 1 | $104K | 0.02% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sean Patrick Lee | Managing Member/Owner | May 2015 (11y) | 50% – 75% | |
| Scott Michael Dougan | Managing Member?Owner | Jan 2017 (10y) | 50% – 75% | |
| Elton David Wilcox | Chief Compliance Officer | Oct 2017 (9y) | Less than 5% | |
| Christopher Joseph Cordova | Registered representative | Aug 2015 (11y) | ||
| Oakley James Allen | Registered representative | Feb 2017 (10y) | ||
| Jeff David Currie | Registered representative | Jan 2019 (8y) | ||
| Ronald Robert Fredette | Registered representative | Jan 2020 (7y) | ||
| Tyler James Moison | Registered representative | CFP | Apr 2020 (6y) | |
| Colby Bonner Gillies | Registered representative | Sep 2020 (6y) | ||
| Chirho S Garcia | Registered representative | Nov 2020 (6y) | ||
| Ralph C Horne | Registered representative | Jun 2021 (5y) | ||
| Judah Joel Sworney | Registered representative | Nov 2022 (4y) | ||
| Gerard Joseph O'neill | Registered representative | Mar 2023 (3y) | ||
| Cooper James Parry | Registered representative | Jun 2023 (3y) | ||
| Cheryl L Battung | Registered representative | Oct 2023 (3y) | ||
| Lauren Ashley O'neill | Registered representative | Mar 2024 (2y) | ||
| Michael Christopher Blackman | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Joseph William Richard Wild | Registered representative | Jun 2024 (2y) | ||
| Dallin Bunnell | Registered representative | Jan 2025 (2y) | ||
| Darrin Reginald Brown | Registered representative | Jan 2026 (1y) | ||
| Alexander Robert Fredette | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Spl Financial, Llc | Owning Entity | Jun 2012 | A | 50% – 75% |
| Global Plains Advisory Group, Llc | Owning Entity | Jan 2003 | A | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 972 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $430M (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗