HJ
Harmon Jr, Kevin L
State-registered
Investment Adviser
CRD 238795
· Westport, CT
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ADV data as of Nov 16, 2015
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
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- Accounts
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- Employees
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Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/16/2015 | 284 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
Not reported.
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 16, 2015.
View current Form ADV (SEC/IAPD) ↗