Independence Capital Co., Inc.
- Regulatory AUM
- $119M
- Discretionary
- $118M
- Clients
- 300
- Avg AUM / client
- $396K
- Accounts
- 300
- Employees
- 43
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 280 | $74.8M | 63.1% |
| High net worth individuals | 20 | $43.9M | 36.9% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Clarence Twarogowski | Registered representative | Feb 2005 (22y) | ||
| Sohrab Sadegi | Registered representative | Feb 2005 (21y) | ||
| David William Toetz | Registered representative | Jan 2009 (18y) | ||
| Margaret Kathryn Ulrich | Registered representative | CFP | Jan 2009 (18y) | |
| Robert Alan Billstein | Registered representative | Oct 2009 (17y) | ||
| David Carl Sabo | Registered representative | Feb 2011 (16y) | ||
| Jon R Heischman | Registered representative | Nov 2013 (13y) | ||
| James Lang Thomas | Registered representative | May 2014 (12y) | ||
| Thomas Gregory Scheiman | Registered representative | Oct 2015 (11y) | ||
| David Andrew Cassese | Registered representative | Feb 2016 (10y) | ||
| Thomas Dlugopolsky | Registered representative | Jul 2018 (8y) | ||
| Michael G Romanello | Registered representative | May 2019 (7y) | ||
| Christopher Nichols | Registered representative | Dec 2019 (7y) | ||
| Thomas William Moran | Registered representative | Dec 2019 (7y) | ||
| Jonathan David Cush | Registered representative | CFP | Feb 2021 (6y) | |
| John Charles Cush | Registered representative | Feb 2021 (6y) | ||
| David Michael Cush | Registered representative | Feb 2021 (6y) | ||
| Anthony Joseph Spena | Registered representative | Feb 2021 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 2.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $96.9M (82% of AUM) Jul 2026
- Hilltop Securities Inc. $21.8M (18% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗