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Wealth Manager · Boutique (under $100M)
CRD 24795
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ADV data as of Apr 23, 2025
- Regulatory AUM
- $34.0M
- Discretionary
- $25.1M
- Clients
- 53
- Avg AUM / client
- $641K
- Accounts
- 68
- Employees
- 50
AUM over time
$5.2M
$97.6M
Oct 22, 2012
Apr 23, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53 | $34.0M | 100.0% |
| High net worth individuals | Fewer than 5 | $0 | — |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Other fees
- • SHARE IN FEES PAID TO TPMMS
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- RBC $34.0M (100% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 23, 2025.