American Wealth Management, Inc.
- Regulatory AUM
- $310M
- Discretionary
- $236M
- Clients
- 565
- Avg AUM / client
- $549K
- Accounts
- 1,105
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 383 | $78.0M | 25.2% |
| High net worth individuals | 167 | $228M | 73.5% |
| Banking or thrift institutions | Fewer than 5 clients | $16.0K | 0.01% |
| Charitable organizations | 7 | $1.6M | 0.52% |
| Corporations and other businesses | 8 | $2.4M | 0.77% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jerome August Borzello | Chief Compliance Officer/Pres./Cfo | Jan 1990 (37y) | 75% or more | |
| Gavin Matthew Borzello | Chief Aml Officer | Jan 2007 (20y) | Less than 5% | |
| Lee Wright Hollingsworth | Registered representative | CFA | Jun 2005 (21y) | |
| Richard James Miller | Registered representative | Sep 2006 (20y) | ||
| Stephen Mautner Rowley | Registered representative | Sep 2009 (17y) | ||
| John Franklyn Lutz Jr. | Registered representative | Dec 2011 (15y) | ||
| Kevin Francis Hauser | Registered representative | Aug 2017 (9y) | ||
| Kurt Alan Grimmer | Registered representative | Mar 2021 (5y) | ||
| Alex James Lutz | Registered representative | Dec 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING ALLEGATIONS Status: Final Sanction Detail: 15,000.00 INSTALLMENT Summary: PAYING FINE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $257M (83% of AUM) Mar 2026
- Charles Schwab & Co. $53.1M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗