AUMdb

Alamo Capital

State-registered Insurance-Affiliated · Small ($100M–$1B) CRD 26193 · SEC file 801-135291 · Walnut Creek, CA · www.facebook.com
☆ Save with Pro ADV data as of Mar 13, 2026
Regulatory AUM
$104M
Discretionary
$104M
Clients
Avg AUM / client
Accounts
19
Employees
20

AUM over time

$104M $104M
Jan 7, 2026 Mar 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals Fewer than 5 clients $79.5M 76.8%
Charitable organizations Fewer than 5 clients $24.1M 23.2%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Nancy Ann Ruehle Mullally Registered representative Nov 1998 (28y)
Mazda John Sadeghi Registered representative Oct 2005 (21y)
Allison Victoria Kent Aster Registered representative May 2009 (17y)
Adam James Gold Registered representative Jun 2009 (17y)
William John Mullally Registered representative Feb 2010 (16y)
Nicholas Paul Mullally Registered representative Dec 2011 (15y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/13/2026 1.23 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.

View current Form ADV (SEC/IAPD) ↗