AUMdb

Mccollum Christoferson Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 268812 · SEC file 801-106540 · Amherst, NY · WWW.MCCOLLUM-CHRISTOFERSON.COM
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$416M
Discretionary
$416M
Clients
350
Avg AUM / client
$1.2M
Accounts
815
Employees
6

AUM over time

$0 $510M
Aug 7, 2015 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Investments (13F portfolio — 80 positions, $340,980,349)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard S&P 500 Etf ETF $25,908,413 95,210 7.6% 6.23%
2 Apple Inc Com Stock $19,237,033 93,389 5.64% 4.63%
3 Costco Wholesale Corporation Com Stock $15,653,980 94,120 4.59% 3.76%
4 Microsoft Corp Com Stock $14,709,735 83,769 4.31% 3.54%
5 State Street Technology Select Sector Spdr Etf ETF $14,698,427 77,149 4.31% 3.53%
6 West Pharmaceutical Svsc Inc Com Stock $13,263,643 64,183 3.89% 3.19%
7 Capital Group Growth Etf ETF $13,161,370 295,409 3.86% 3.16%
8 Ecolab Inc Com Stock $12,895,255 112,703 3.78% 3.1%
9 Amazon Com Inc Com Stock $12,336,819 119,505 3.62% 2.97%
10 Analog Devices Inc Com Stock $12,246,321 94,995 3.59% 2.94%
11 Hilton Worldwide Hldgs Inc Com Stock $11,454,682 104,126 3.36% 2.75%
12 Visa Inc Com Cl A Stock $11,188,836 82,542 3.28% 2.69%
13 Linde Plc Shs Stock $11,051,140 35,074 3.24% 2.66%
14 State Street Communication Services Select Sector Spdr Etf ETF $9,439,846 104,120 2.77% 2.27%
15 Tesla Inc Com Stock $9,034,170 57,248 2.65% 2.17%
16 State Street Financial Select Sector Spdr Etf ETF $8,450,158 169,818 2.48% 2.03%
17 Nextera Energy Inc Com Stock $7,361,048 128,248 2.16% 1.77%
18 Franco Nev Corp Com Stock $7,293,038 69,770 2.14% 1.75%
19 Steris Plc Shs Usd Stock $6,879,954 32,673 2.02% 1.65%
20 International Business Machs Com Stock $6,808,938 24,213 2.0% 1.64%
21 State Street Industrial Select Sector Spdr Etf ETF $5,884,201 31,767 1.73% 1.41%
22 Ishares Biotechnology Etf ETF $5,881,436 30,924 1.72% 1.41%
23 State Street Energy Select Sector Spdr Etf ETF $5,575,382 104,978 1.64% 1.34%
24 Siteone Landscape Supply Inc Com Stock $5,134,183 76,324 1.51% 1.23%
25 First Trust Nasdaq Cybersecurity Etf ETF $4,720,360 52,536 1.38% 1.14%

Top 25 of 80 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 213 $78.8M 19.0%
High net worth individuals 124 $329M 79.0%
Pension and profit sharing plans 2 $2.3M 0.55%
Charitable organizations 9 $5.0M 1.19%
Corporations and other businesses 2 $1.1M 0.27%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Katherine Ann Christoferson Chief Compliance Officer And Managing Member Oct 2015 (11y) 75% or more
William Richard Deacon Registered representative CFP Jan 2017 (10y)
Matthew Brian Johnson Registered representative CFA Jul 2022 (4y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 921 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗