Lido Advisors, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 269866
· SEC file 801-100433
· Los Angeles, CA
· WWW.LIDOADVISORS.COM
☆ Save with Pro
ADV data as of Jul 09, 2026
- Regulatory AUM
- $42.5B
- Discretionary
- $41.4B
- Clients
- 13,800
- Avg AUM / client
- $3.1M
- Accounts
- 42,220
- Employees
- 437
AUM over time
$0
$42.5B
Jun 2015
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026
Registered investment companies (funds/ETFs)
$18.7B
44%
Exchange-traded equities
$11.9B
28%
Pooled investment vehicles
$4.7B
11%
Cash & equivalents
$2.6B
6%
State & local bonds
$1.7B
4%
Derivatives
$1.3B
3%
Investment-grade corporate bonds
$850M
2%
US government & agency bonds
$425M
1%
Other
$425M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 1,743 positions, $32,689,879,625)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $8,918,923,002 | 13,703,042 | 27.3% | 21.0% |
| 2 | Invesco Exch Trd Slf Idx Fd | BULSHS 2027 CB | $1,400,120,348 | 70,691,925 | 4.28% | 3.29% |
| 3 | Apple Inc | COM | $1,132,728,291 | 4,463,232 | 3.47% | 2.66% |
| 4 | Nvidia Corporation | COM | $1,050,337,705 | 6,022,310 | 3.21% | 2.47% |
| 5 | Invesco Exch Trd Slf Idx Fd | BULSHS 2026 CB | $1,046,265,806 | 53,572,236 | 3.2% | 2.46% |
| 6 | Microsoft Corp | COM | $839,959,814 | 2,269,102 | 2.57% | 1.98% |
| 7 | Invesco Qqq Tr | UNIT SER 1 | $575,724,368 | 997,475 | 1.76% | 1.35% |
| 8 | Fidelity Covington Trust | MSCI INFO TECH I | $452,679,465 | 2,175,818 | 1.38% | 1.07% |
| 9 | Ishares Tr | S&P 500 GRWT ETF | $438,177,784 | 3,873,907 | 1.34% | 1.03% |
| 10 | Ishares Tr | S&P 500 VAL ETF | $410,492,999 | 1,944,079 | 1.26% | 0.97% |
| 11 | Amazon Com Inc | COM | $403,767,869 | 1,938,672 | 1.24% | 0.95% |
| 12 | Alphabet Inc | CAP STK CL A | $313,576,574 | 1,090,461 | 0.96% | 0.74% |
| 13 | Ssga Active Tr | STATE STREET MY | $306,744,343 | 12,291,898 | 0.94% | 0.72% |
| 14 | Ishares Tr | CORE S&P500 ETF | $276,438,457 | 423,198 | 0.85% | 0.65% |
| 15 | Broadcom Inc | COM | $256,184,005 | 827,701 | 0.78% | 0.6% |
| 16 | Ishares Tr | CORE S&P TTL STK | $243,705,183 | 1,711,050 | 0.75% | 0.57% |
| 17 | Vanguard Index Fds | S&P 500 ETF SHS | $241,555,101 | 404,195 | 0.74% | 0.57% |
| 18 | Alphabet Inc | CAP STK CL C | $227,799,503 | 794,110 | 0.7% | 0.54% |
| 19 | Fidelity Covington Trust | MSCI FINLS IDX | $187,443,629 | 2,670,135 | 0.57% | 0.44% |
| 20 | Ishares Tr | LARGE CAP 10 TA | $172,445,947 | 6,967,513 | 0.53% | 0.41% |
| 21 | Jpmorgan Chase & Co | COM | $162,529,877 | 552,519 | 0.5% | 0.38% |
| 22 | Berkshire Hathaway Inc Del | CL B NEW | $159,744,978 | 333,356 | 0.49% | 0.38% |
| 23 | Vanguard World Fd | INF TECH ETF | $152,533,767 | 218,616 | 0.47% | 0.36% |
| 24 | Tesla Inc | COM | $152,266,051 | 409,591 | 0.47% | 0.36% |
| 25 | Fidelity Covington Trust | MSCI HLTH CARE I | $151,982,732 | 2,160,071 | 0.46% | 0.36% |
Top 25 of 1,743 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,214 | $1.4B | 3.27% |
| High net worth individuals | 9,829 | $36.8B | 86.5% |
| Investment companies | 1 | $72.5M | 0.17% |
| Pooled investment vehicles (non-investment companies) | 22 | $684M | 1.61% |
| Pension and profit sharing plans | 26 | $46.0M | 0.11% |
| Charitable organizations | 290 | $927M | 2.18% |
| Insurance companies | 3 | $24.2M | 0.06% |
| Corporations and other businesses | 415 | $2.6B | 6.06% |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $494M combined gross assets
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 | |
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp | 2024 |
People (320)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexandra Marie Browne | Senior Managing Director & Chief Development Officer | Jul 2015 (11y) | Less than 5% | |
| Gregory Paul Kushner | Senior Managing Director & Chairman | Jul 2015 (11y) | Less than 5% | |
| Jason Jay Ozur | Senior Managing Director & Chief Executive Officer | Jul 2015 (11y) | 5% – 10% | |
| Lee, Jason, Pang Fe | Chief Compliance Officer, Chief Legal Officer | Aug 2017 (9y) | Less than 5% | |
| Stern, Kenneth, Aaron | Senior Managing Director & President | Jun 2021 (5y) | 5% – 10% | |
| Stacy Lynn Beattie | Chief Operating Officer | Oct 2021 (5y) | Less than 5% | |
| Jeffrey Anton Christie | Registered representative | Jul 2015 (11y) | ||
| Jeffrey Joseph Westheimer | Registered representative | Jul 2015 (11y) | ||
| Alyssa Lyndsey Weinberger | Registered representative | CFP | Jul 2015 (11y) | |
| Michael Joseph Karsa | Registered representative | Jan 2016 (11y) | ||
| Christopher Gene Peterson | Registered representative | Feb 2016 (10y) | ||
| Louis Carmen Flamino | Registered representative | Mar 2016 (10y) | ||
| David Nelson Lundquist | Registered representative | Feb 2017 (9y) | ||
| Alexander Edward Kob | Registered representative | Mar 2018 (8y) | ||
| Colleen Elizabeth Kelly | Registered representative | Sep 2018 (8y) | ||
| Emily Howard Kruthoff | Registered representative | Apr 2019 (7y) | ||
| Scott Matthew Berman | Registered representative | Jun 2019 (7y) | ||
| Erica Kaur Ghotra | Registered representative | Aug 2019 (7y) | ||
| John Charles Bute | Registered representative | Oct 2019 (7y) | ||
| Robert Wayne Marton | Registered representative | CFP | Oct 2019 (7y) | |
| Melinda Kathleen Mchugh | Registered representative | CFP | Oct 2019 (7y) | |
| Sierra Anne Argyle | Registered representative | CFP | Dec 2019 (7y) | |
| James Scott Savage | Registered representative | Jan 2020 (7y) | ||
| Eric Sagadin | Registered representative | CFP | Feb 2020 (6y) | |
| Shawn Jennings Moran | Registered representative | May 2020 (6y) | ||
| Nicholas Doddo | Registered representative | Jul 2020 (6y) | ||
| Jonathan Archer Teran | Registered representative | CFP | Aug 2020 (6y) | |
| Colin Charles Grover | Registered representative | CFP | Oct 2020 (6y) | |
| Dani M. Comart | Registered representative | Oct 2020 (6y) | ||
| Blair Elizabeth Buick | Registered representative | CFA | Dec 2020 (6y) | |
| Roberto Mario Paredes | Registered representative | Jan 2021 (6y) | ||
| Dominik Elmasian | Registered representative | Feb 2021 (5y) | ||
| Jeffrey Paul Kaufmann | Registered representative | Feb 2021 (5y) | ||
| Stuart Henry Katz | Registered representative | Jul 2021 (5y) | ||
| Olivia Zaiya | Registered representative | CFP | Aug 2021 (5y) | |
| Justin Cho | Registered representative | CFP | Oct 2021 (5y) | |
| Tyler J Tevich | Registered representative | Dec 2021 (5y) | ||
| Adam Ruben Castillo | Registered representative | Jun 2022 (4y) | ||
| Brian Wayne Appel | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Garrett Brent Gabriel | Registered representative | Jun 2022 (4y) | ||
| Daniel Leong | Registered representative | CFP | Jul 2022 (4y) | |
| Vincent Michael Bonavia | Registered representative | Jul 2022 (4y) | ||
| Elias Kaplan | Registered representative | CFP | Jul 2022 (4y) | |
| Joseph Emanuel Romeo | Registered representative | CFP | Jul 2022 (4y) | |
| Evan Robert Levy | Registered representative | Jul 2022 (4y) | ||
| Scott David Brokaw | Registered representative | Jul 2022 (4y) | ||
| Kyle Julian Cross | Registered representative | Jul 2022 (4y) | ||
| Raul Acevedo | Registered representative | Aug 2022 (4y) | ||
| David Stephen Haddad | Registered representative | Aug 2022 (4y) | ||
| Paul Anthony Anello | Registered representative | Aug 2022 (4y) | ||
| Jason Ryer Baldridge | Registered representative | Aug 2022 (4y) | ||
| Cody Ambrogi | Registered representative | Sep 2022 (4y) | ||
| Matthew Henry Sealy | Registered representative | Sep 2022 (4y) | ||
| Adrianne Erickson | Registered representative | Oct 2022 (4y) | ||
| Brandon Nie | Registered representative | Oct 2022 (4y) | ||
| Ioannis P Haralambous | Registered representative | CFP | Oct 2022 (4y) | |
| Davis Harrison Bell | Registered representative | Nov 2022 (4y) | ||
| Daniel Weitzman | Registered representative | CFP | Dec 2022 (4y) | |
| Shane Taylor Sawyer Jones | Registered representative | Dec 2022 (4y) | ||
| Kevin Maldonado | Registered representative | Jan 2023 (4y) | ||
| Brian Glenn Blackwell | Registered representative | CFP Chartered Financial Consultant | Jan 2023 (4y) | |
| Derek Robert Tam | Registered representative | CFP | Mar 2023 (3y) | |
| Barbara Katrien Lommen | Registered representative | CFP | Apr 2023 (3y) | |
| Grant Daniel Vahalla | Registered representative | CFP | Apr 2023 (3y) | |
| Jordan Tyler Kunz | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Meagan D'angelo | Registered representative | CFP | Apr 2023 (3y) | |
| Jonathan Wright Jewitt | Registered representative | CFA | May 2023 (3y) | |
| Peter Tsutae Morimoto | Registered representative | May 2023 (3y) | ||
| Samuel Douglas Hoeck | Registered representative | CFA | May 2023 (3y) | |
| Roy Morgan Elliott | Registered representative | May 2023 (3y) | ||
| Zachary Adam Schneider | Registered representative | May 2023 (3y) | ||
| Troy Ronald Jones | Registered representative | CFA | Jun 2023 (3y) | |
| Ramsey Michael Andrijevich | Registered representative | CFP | Jun 2023 (3y) | |
| Stasia Elaine Cato Washington | Registered representative | Jun 2023 (3y) | ||
| William Ryan Dixon | Registered representative | Jul 2023 (3y) | ||
| Joseph R Kuepper | Registered representative | Aug 2023 (3y) | ||
| Brennan William Fontana | Registered representative | Aug 2023 (3y) | ||
| Dillon Scott Gracey | Registered representative | CFP | Sep 2023 (3y) | |
| John Michael Mcinerney | Registered representative | CFP | Sep 2023 (3y) | |
| Daniel Thomas Reardon | Registered representative | Oct 2023 (3y) | ||
| Thomas Ashford Tokuzo Bartling | Registered representative | CFP | Oct 2023 (3y) | |
| Timothy Victor Johnson | Registered representative | CFP | Nov 2023 (3y) | |
| William Nail | Registered representative | Nov 2023 (3y) | ||
| Jerry Anthony Nigro | Registered representative | Nov 2023 (3y) | ||
| Virginia Elizabeth Aaron | Registered representative | Nov 2023 (3y) | ||
| Shannon Lu Ann Sahli | Registered representative | Jan 2024 (3y) | ||
| Brandon Marshall Denihan | Registered representative | Jan 2024 (3y) | ||
| Charles Patrick Faulhaber | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Thomas Peter Mcdonnell | Registered representative | CFP | Jan 2024 (3y) | |
| Jack Gabriel Ingemar Bergon | Registered representative | Feb 2024 (3y) | ||
| Sagar Sheth | Registered representative | Feb 2024 (2y) | ||
| Andrew Terrence Hancock | Registered representative | CFP Chartered Financial Consultant | Feb 2024 (2y) | |
| Carlos I Arroyo Govea | Registered representative | Feb 2024 (2y) | ||
| Matthew Kulka | Registered representative | CFP | Feb 2024 (2y) | |
| Jack Tanner Weinstein | Registered representative | Feb 2024 (2y) | ||
| Brian Reisner | Registered representative | Feb 2024 (2y) | ||
| Paul Patrick Ryan | Registered representative | Feb 2024 (2y) | ||
| Brandon Heicklen | Registered representative | Mar 2024 (2y) | ||
| Christopher Nolan | Registered representative | Mar 2024 (2y) | ||
| James Chartrey | Registered representative | Mar 2024 (2y) | ||
| Joshua Robert Miller | Registered representative | CFP | Mar 2024 (2y) | |
| Alexandra B Papell | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| Walker Thomas Williams | Registered representative | Apr 2024 (2y) | ||
| Gretchen Marie Zierolf | Registered representative | CFP | Apr 2024 (2y) | |
| Allison Arvold | Registered representative | Apr 2024 (2y) | ||
| Jason Brett Blumberg | Registered representative | Apr 2024 (2y) | ||
| Courtney Hale Blum | Registered representative | Apr 2024 (2y) | ||
| John Derry | Registered representative | CFP | May 2024 (2y) | |
| Joseph Letrich | Registered representative | May 2024 (2y) | ||
| Griffin W Morgan | Registered representative | CFP | May 2024 (2y) | |
| Beck Douglass Johnson | Registered representative | May 2024 (2y) | ||
| Michael Thomas Davis | Registered representative | CFP | May 2024 (2y) | |
| Kelly Nicole Oliver | Registered representative | CFP | May 2024 (2y) | |
| Viktoria Falus | Registered representative | CFP | May 2024 (2y) | |
| Luke Robert Daniel | Registered representative | CFP | May 2024 (2y) | |
| Nicki Louise Green | Registered representative | CFP | May 2024 (2y) | |
| Conner Dabish | Registered representative | Jun 2024 (2y) | ||
| Shelby Wells Seivert | Registered representative | Jun 2024 (2y) | ||
| Candice Richardson | Registered representative | CFA | Jun 2024 (2y) | |
| Tristan Bishop | Registered representative | CFP | Jul 2024 (2y) | |
| Jessica D Fino | Registered representative | Jul 2024 (2y) | ||
| Andrew Ielmini | Registered representative | Jul 2024 (2y) | ||
| Jarett Karp | Registered representative | Jul 2024 (2y) | ||
| Henry Davis Herrill | Registered representative | Aug 2024 (2y) | ||
| Brooklyn Clark Griffin | Registered representative | CFP | Aug 2024 (2y) | |
| Richard Alan Rosenthal | Registered representative | Aug 2024 (2y) | ||
| Tariq Elijah Maiden | Registered representative | Aug 2024 (2y) | ||
| Gregory Paul Robitshek | Registered representative | CFA | Sep 2024 (2y) | |
| Robert John Barnes | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Christian Martinez | Registered representative | CFP | Sep 2024 (2y) | |
| Jerrod Foster | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Adam Christopher Osterling | Registered representative | CFP | Oct 2024 (2y) | |
| Dalton Jason Downer | Registered representative | Oct 2024 (2y) | ||
| Jon Ryan Morgan | Registered representative | Oct 2024 (2y) | ||
| Lewis Dorian Shore | Registered representative | Oct 2024 (2y) | ||
| Marya Changizi Young | Registered representative | Oct 2024 (2y) | ||
| Nicholas Scott Hixon | Registered representative | CFP | Oct 2024 (2y) | |
| Anthony M Clay | Registered representative | Oct 2024 (2y) | ||
| Cynthia Garret Knowlton | Registered representative | CFA | Oct 2024 (2y) | |
| Sergio De Jesus Duenas Granados | Registered representative | CFA | Oct 2024 (2y) | |
| Ben Jeffrey Hamblen | Registered representative | Nov 2024 (2y) | ||
| Matthew Scott Meenan | Registered representative | Nov 2024 (2y) | ||
| John Thomas Kennedy | Registered representative | Dec 2024 (2y) | ||
| Paul Thomas Knipping | Registered representative | CFA | Dec 2024 (2y) | |
| Todd Matthew Krieg | Registered representative | CFA | Dec 2024 (2y) | |
| Alexander Ryan Mathews | Registered representative | CFP | Dec 2024 (2y) | |
| Brian Joseph Leadley | Registered representative | CFA | Dec 2024 (2y) | |
| Brooke Emily Napiwocki | Registered representative | CFP | Dec 2024 (2y) | |
| Matthew D'attilio | Registered representative | CFA | Dec 2024 (2y) | |
| Nils Johan Dillon | Registered representative | Dec 2024 (2y) | ||
| Patrick M Savage | Registered representative | Dec 2024 (2y) | ||
| Kayla Suzanne Schneider | Registered representative | CFP CFA | Dec 2024 (2y) | |
| Austin Martin Taylor | Registered representative | Dec 2024 (2y) | ||
| Jenny Marie Dudrey | Registered representative | Dec 2024 (2y) | ||
| Tyler Richard Olsen | Registered representative | CFP | Dec 2024 (2y) | |
| Warren Patrick Baker | Registered representative | CFA | Dec 2024 (2y) | |
| Brendan William Van Cleve | Registered representative | Jan 2025 (2y) | ||
| Jaron Robert Wagner | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Hiram Garden | Registered representative | CFA | Jan 2025 (2y) | |
| Kayla Marie Kaltenecker | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher Michael De Salvo | Registered representative | Jan 2025 (2y) | ||
| Jack Patrick Kirby | Registered representative | Jan 2025 (2y) | ||
| Jacob Loosle | Registered representative | CFP | Jan 2025 (2y) | |
| Paris Isabella Rodriguez | Registered representative | Jan 2025 (2y) | ||
| Kayla Jade Cross | Registered representative | Jan 2025 (2y) | ||
| Nicholas James Sturgis | Registered representative | CFA | Jan 2025 (2y) | |
| James Scott Duncanson | Registered representative | Jan 2025 (2y) | ||
| Greg Robert Satz | Registered representative | Jan 2025 (2y) | ||
| Rebecca Ann Rang | Registered representative | Jan 2025 (2y) | ||
| Gunit Kaur Bedi | Registered representative | Jan 2025 (2y) | ||
| Kirstie Nichole Hunt | Registered representative | Jan 2025 (2y) | ||
| Nathaniel Steven Downes | Registered representative | CFA | Jan 2025 (2y) | |
| Peter S Lee | Registered representative | CFA | Jan 2025 (2y) | |
| Amit Josef | Registered representative | CFP | Jan 2025 (2y) | |
| Eric H. Taslitz | Registered representative | Jan 2025 (2y) | ||
| Thomas Franz Ryan | Registered representative | Jan 2025 (2y) | ||
| Jennifer Betbadal | Registered representative | Jan 2025 (2y) | ||
| Alex Javier Angulo | Registered representative | Jan 2025 (2y) | ||
| Bradley Michael Kaufman | Registered representative | Feb 2025 (1y) | ||
| Andrew Scott Christensen | Registered representative | CFP | Mar 2025 (1y) | |
| Julinda Milla | Registered representative | Mar 2025 (1y) | ||
| Katherine Ann Wohlt | Registered representative | Mar 2025 (1y) | ||
| John Anthony Barnes | Registered representative | Apr 2025 (1y) | ||
| Erik M Clemente | Registered representative | Apr 2025 (1y) | ||
| Jonathan Padrnos | Registered representative | CFP | Apr 2025 (1y) | |
| Michael James Lindeman | Registered representative | Apr 2025 (1y) | ||
| Benjamin W Bruner | Registered representative | Apr 2025 (1y) | ||
| Nolan Dietel | Registered representative | CFP | May 2025 (1y) | |
| Ford Schipporeit Van Winkle | Registered representative | May 2025 (1y) | ||
| Ryan Pittman | Registered representative | CFP Chartered Financial Consultant | May 2025 (1y) | |
| Benjamin Ryan Gottlieb | Registered representative | May 2025 (1y) | ||
| Howard Jay Spielberg | Registered representative | May 2025 (1y) | ||
| Luka Pitesa Waage | Registered representative | May 2025 (1y) | ||
| Laura Joan Braverman | Registered representative | May 2025 (1y) | ||
| Ashish Paresh Patel | Registered representative | Jun 2025 (1y) | ||
| Christian Samuel Tiscareno | Registered representative | Jun 2025 (1y) | ||
| Janice Mitsuko Osugi | Registered representative | CFA | Jun 2025 (1y) | |
| Sanjeev Sardana | Registered representative | Jun 2025 (1y) | ||
| Jeffrey Douglas Bjornson | Registered representative | CFP | Jun 2025 (1y) | |
| Corrina Elizabeth Olson | Registered representative | CFP | Jun 2025 (1y) | |
| David Blane Daughtrey | Registered representative | CFP CFA | Jun 2025 (1y) | |
| Erick Scot Newton | Registered representative | CFP | Jun 2025 (1y) | |
| Jacob O Eggett | Registered representative | CFP | Jun 2025 (1y) | |
| Javier Jimenez | Registered representative | CFP | Jun 2025 (1y) | |
| Myra K Alport | Registered representative | Jun 2025 (1y) | ||
| Aaron Lawrence Love | Registered representative | CFP | Jun 2025 (1y) | |
| Eric Edward Conner | Registered representative | Jun 2025 (1y) | ||
| Jack Wildgoose | Registered representative | Jul 2025 (1y) | ||
| Benjamin Samoylov | Registered representative | CFA | Jul 2025 (1y) | |
| Joel Harding Van Buren | Registered representative | CFP | Jul 2025 (1y) | |
| Ananya Chandra | Registered representative | Jul 2025 (1y) | ||
| Andrew David Stewart | Registered representative | CFA | Jul 2025 (1y) | |
| Daniella Maria Amore | Registered representative | CFP | Jul 2025 (1y) | |
| Joseph Stephen Crowley | Registered representative | CFP | Jul 2025 (1y) | |
| Jotham Zachary Monsma | Registered representative | Jul 2025 (1y) | ||
| Kevin Daniel Mcveigh | Registered representative | CFA | Jul 2025 (1y) | |
| Michael Robert Reid | Registered representative | CFA | Jul 2025 (1y) | |
| Noah Scott Melquist | Registered representative | CFP | Jul 2025 (1y) | |
| David Behr Lipsey | Registered representative | Jul 2025 (1y) | ||
| Thomas Edwin Mirth | Registered representative | CFP | Jul 2025 (1y) | |
| Gavin J Stellpflug | Registered representative | Jul 2025 (1y) | ||
| Justin Walsh | Registered representative | CFP | Jul 2025 (1y) | |
| Ryan Patrick Cosgrove | Registered representative | Aug 2025 (1y) | ||
| David Jonathan Douglas | Registered representative | Aug 2025 (1y) | ||
| Luke Aaron Bender | Registered representative | Aug 2025 (1y) | ||
| Edward J Comerford | Registered representative | Aug 2025 (1y) | ||
| Audrey Celeste Dalsass | Registered representative | CFA | Sep 2025 (1y) | |
| Matthew Thomas Bloom Krull | Registered representative | CFP | Sep 2025 (1y) | |
| Nathan Stagg | Registered representative | Sep 2025 (1y) | ||
| Scott Aikele Bird | Registered representative | Sep 2025 (1y) | ||
| Carol Lens | Registered representative | CFP | Sep 2025 (1y) | |
| Kyle Brockbank | Registered representative | Sep 2025 (1y) | ||
| Scott Stoddard Poelman | Registered representative | Sep 2025 (1y) | ||
| Landon Michael Thompson | Registered representative | CFA | Sep 2025 (1y) | |
| Valerie Anne Tanner | Registered representative | Sep 2025 (1y) | ||
| Mitchell Daniel Fedders | Registered representative | Sep 2025 (1y) | ||
| Alek Christensen | Registered representative | Oct 2025 (1y) | ||
| Conrad P Hindert | Registered representative | CFP | Oct 2025 (1y) | |
| Trevor A Guenther | Registered representative | Oct 2025 (1y) | ||
| Brent Edward Coughenour | Registered representative | CFP | Oct 2025 (1y) | |
| Henry Luce Hagenbuch | Registered representative | Oct 2025 (1y) | ||
| Samuel Austin Richman | Registered representative | Oct 2025 (1y) | ||
| Benjamin Joseph Finan | Registered representative | CFP | Oct 2025 (1y) | |
| Jesus Eduardo Zepeda Castro | Registered representative | CFP | Oct 2025 (1y) | |
| Matthew Stuart Altman | Registered representative | CFP | Oct 2025 (1y) | |
| Trent Jordan | Registered representative | Oct 2025 (1y) | ||
| Keith George Andreasen | Registered representative | CFP | Oct 2025 (1y) | |
| Colman D Garvey | Registered representative | Oct 2025 (1y) | ||
| Andrew Kevin Wissell | Registered representative | Nov 2025 (1y) | ||
| Dylan Fagundes | Registered representative | Nov 2025 (1y) | ||
| Robert Lawton | Registered representative | Nov 2025 (1y) | ||
| Jonathan David Milner | Registered representative | Nov 2025 (1y) | ||
| Andrew Dane Theodore | Registered representative | Dec 2025 (1y) | ||
| Duy H Le | Registered representative | Dec 2025 (1y) | ||
| Michael Ernest Benevento | Registered representative | Dec 2025 (1y) | ||
| Steven James Ralff | Registered representative | CFA | Dec 2025 (1y) | |
| Gaetano Anthony Sacco | Registered representative | Dec 2025 (1y) | ||
| Jason J Lee | Registered representative | Dec 2025 (1y) | ||
| Keri Robyn Kutakoff | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Louis Kim | Registered representative | Dec 2025 (1y) | ||
| Stephen Zhou | Registered representative | Dec 2025 (1y) | ||
| Thomas G Petrocelli | Registered representative | Dec 2025 (1y) | ||
| Timothy Thomas Walsh | Registered representative | Dec 2025 (1y) | ||
| Victor Isidro | Registered representative | Dec 2025 (1y) | ||
| Yeugenia Napoli | Registered representative | Dec 2025 (1y) | ||
| Bryce James Bednorz | Registered representative | Dec 2025 (1y) | ||
| Eric Christopher Furstner | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| James William Diehl | Registered representative | Dec 2025 (1y) | ||
| Luke Constantine Foukas | Registered representative | Dec 2025 (1y) | ||
| Marc Bruce Rock | Registered representative | Dec 2025 (1y) | ||
| Robert Philip Renshaw | Registered representative | CFP | Dec 2025 (1y) | |
| Ryan Craig Erlanger | Registered representative | Dec 2025 (1y) | ||
| Scott Harris Silver | Registered representative | Dec 2025 (1y) | ||
| Wesley Mitsuo Yamada | Registered representative | Dec 2025 (1y) | ||
| Stuart Dubes Chaussee | Registered representative | Dec 2025 (1y) | ||
| Brian Griffiths | Registered representative | Dec 2025 (1y) | ||
| Michael Ryan Mcmullin | Registered representative | Dec 2025 (1y) | ||
| Henry Robert Chaussée | Registered representative | Dec 2025 (1y) | ||
| Elbert Huang Liu | Registered representative | CFA | Jan 2026 (1y) | |
| Paul Jeremiah Zimin | Registered representative | Jan 2026 (1y) | ||
| Graham Mc Intosh Foltz | Registered representative | Jan 2026 (1y) | ||
| Maher Askary | Registered representative | Jan 2026 (1y) | ||
| Evan R Menendez | Registered representative | Jan 2026 (1y) | ||
| Jacob R Shoemaker | Registered representative | Jan 2026 (1y) | ||
| Landen Sam Silbowitz | Registered representative | Feb 2026 (0y) | ||
| Max Sandor Mahr | Registered representative | Feb 2026 (0y) | ||
| William D Leathers | Registered representative | Feb 2026 (0y) | ||
| Dylan Scott Williams | Registered representative | CFP | Feb 2026 (0y) | |
| Maria Elena Bird | Registered representative | Feb 2026 (0y) | ||
| Natalie Ann Stover | Registered representative | Feb 2026 (0y) | ||
| Daniel Brown | Registered representative | Mar 2026 (0y) | ||
| Jessica Lily Vongsaphay | Registered representative | Mar 2026 (0y) | ||
| Alyssa Lecca La Cruz | Registered representative | Mar 2026 (0y) | ||
| Michael Muchnikoff | Registered representative | CFP | Mar 2026 (0y) | |
| Prabhjot Singh Sekhon | Registered representative | CFA | Mar 2026 (0y) | |
| Brendan Logan | Registered representative | Mar 2026 (0y) | ||
| John A Genung | Registered representative | Mar 2026 (0y) | ||
| Jeffrey Dingle | Registered representative | Mar 2026 (0y) | ||
| Benjamin David Klaus | Registered representative | Mar 2026 (0y) | ||
| Nathan Patrick Feld | Registered representative | Mar 2026 (0y) | ||
| Edward John Gueits | Registered representative | Apr 2026 (0y) | ||
| Andrew James Wallace | Registered representative | Apr 2026 (0y) | ||
| Brian Philip Alan Estep | Registered representative | CFP | Apr 2026 (0y) | |
| Matthew James Ross | Registered representative | Apr 2026 (0y) | ||
| Richard Stephen Henry | Registered representative | Apr 2026 (0y) | ||
| Jacob Thomas Jablonski | Registered representative | Apr 2026 (0y) | ||
| Caleb Mordue | Registered representative | May 2026 (0y) | ||
| Brian Farzin Haloossim | Registered representative | May 2026 (0y) | ||
| Kamarra Freeman | Registered representative | May 2026 (0y) | ||
| Vekevia Eltavice Tillman Jones | Registered representative | CFP | May 2026 (0y) | |
| Peter Thomas Tyack | Registered representative | Jun 2026 (0y) | ||
| Channing Stice Smith | Registered representative | CFA | Jun 2026 (0y) | |
| John Joseph Hastings | Registered representative | Jun 2026 (0y) | ||
| Jordan Taylor Hunt | Registered representative | CFA | Jun 2026 (0y) | |
| Philip Robert Houchin | Registered representative | Jun 2026 (0y) | ||
| Alyssa Garcia | Registered representative | Jun 2026 (0y) | ||
| Jacob Thomas Silverstein | Registered representative | CFP | Jun 2026 (0y) | |
| Erica Jean Cortez | Registered representative | CFP | Jun 2026 (0y) | |
| Marcus Braun | Registered representative | Jul 2026 (0y) | ||
| Daniel Elijah Valverde | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Charlesbank Equity Fund X, Limited Partnership | Member | Jun 2021 | A | 25% – 50% |
| Cb Lido Offshore X, Lp | Member | Jun 2021 | A | 10% – 25% |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $494M gross assets)
From Form ADV Section 7.B private fund reporting.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan | Latham & Watkins Llp | 4,864 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 6.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $27.5B (65% of AUM) Jul 2026
- Charles Schwab & Co. $11.5B (27% of AUM) Jul 2026
- Fidelity Investments $1.9B (67% of AUM) Jan 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗