Laguna Capital Management, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 269869
· Santa Barbara, CA
· www.youtube.com
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ADV data as of Jul 07, 2026
- Regulatory AUM
- $97.5M
- Discretionary
- $88.6M
- Clients
- 110
- Avg AUM / client
- $886K
- Accounts
- 321
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 77 | $30.0M | 30.8% |
| High net worth individuals | 27 | $56.1M | 57.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $10.0M | 10.3% |
| Charitable organizations | 6 | $1.4M | 1.42% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Kenworth Keith | Registered representative | Aug 2015 (11y) | ||
| Joshua Robert Keith | Registered representative | Nov 2015 (11y) | ||
| Jonathan David Keith | Registered representative | CFP | Dec 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $97.3M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗