AUMdb

Bbae Advisors Llc

SEC-registered Broker-Dealer (Dually Registered) · Boutique (under $100M) CRD 269900 · SEC file 801-104469 · Plano, TX · WWW.BBAE.COM
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$1.2M
Discretionary
$1.2M
Clients
148
Avg AUM / client
$8.3K
Accounts
148
Employees
3

AUM over time

$0 $70.6M
Jul 22, 2015 Mar 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 137 $1.1M 87.8%
High net worth individuals 11 $150K 12.2%

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Freeman, Richard, Barry President Jun 2015 (11y) Less than 5%
Kushera, Tyler, S Chief Compliance Officer Oct 2020 (6y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Bbae Holdings Llc Managing Member Mar 2016 A 75% or more
Bbae Holdings Ltd Shareholder Mar 2016 B ≈ 56.25% – 100% via Bbae Holdings Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Bbae Holdings Ltd: 75% – 100% of Bbae Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 976 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗