Proficio Capital Partners Llc
SEC-registered
Multi-Family Office · Mid-sized ($1B–$10B)
CRD 269931
· SEC file 801-106483
· Newton, MA
· PROFICIOCAP.COM
☆ Save with Pro
ADV data as of Apr 27, 2026
- Regulatory AUM
- $5.3B
- Discretionary
- $4.9B
- Clients
- 155
- Avg AUM / client
- $34.0M
- Accounts
- 1,427
- Employees
- 23
AUM over time
$291M
$5.3B
Jul 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Investments (13F portfolio — 248 positions, $1,871,791,658)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Gold Tr | ISHARES NEW | $182,741,645 | 2,072,841 | 9.76% | 3.47% |
| 2 | Spdr Gold Tr | GOLD SHS | $179,136,181 | 415,470 | 9.57% | 3.4% |
| 3 | Vanguard Index Fds | S&P 500 ETF SHS | $105,632,058 | 177,765 | 5.64% | 2.01% |
| 4 | Pimco Etf Tr | ENHAN SHRT MA AC | $85,541,033 | 848,972 | 4.57% | 1.62% |
| 5 | Bitwise Funds Trust | PROFICIO CURRENC | $69,368,292 | 3,082,223 | 3.71% | 1.32% |
| 6 | Ishares Tr | RUSSELL 3000 ETF | $53,259,924 | 143,682 | 2.85% | 1.01% |
| 7 | Ishares Tr | RUS MDCP VAL ETF | $52,102,050 | 357,500 | 2.78% | 0.99% |
| 8 | Goldman Sachs Physical Gold | UNIT | $48,719,221 | 1,054,757 | 2.6% | 0.93% |
| 9 | Spdr Series Trust | STATE STREET SPD | $45,492,845 | 496,430 | 2.43% | 0.86% |
| 10 | Ishares Tr | 0-3 MNTH TREASRY | $44,368,974 | 440,781 | 2.37% | 0.84% |
| 11 | Spdr Series Trust | STATE STREET SPD | $43,349,808 | 1,467,595 | 2.32% | 0.82% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $42,236,264 | 64,865 | 2.26% | 0.8% |
| 13 | Alps Etf Tr | ALERIAN MLP | $32,138,133 | 610,337 | 1.72% | 0.61% |
| 14 | Ishares Tr | 1 3 YR TREAS BD | $31,961,113 | 387,079 | 1.71% | 0.61% |
| 15 | Vanguard Index Fds | TOTAL STK MKT | $29,806,903 | 91,961 | 1.59% | 0.57% |
| 16 | Pimco Etf Tr | MULTISECTOR BD | $28,850,245 | 1,100,009 | 1.54% | 0.55% |
| 17 | Spdr Series Trust | STATE STREET SPD | $28,782,641 | 288,942 | 1.54% | 0.55% |
| 18 | Ishares Inc | MSCI EMRG CHN | $28,635,203 | 363,713 | 1.53% | 0.54% |
| 19 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $28,514,668 | 206,150 | 1.52% | 0.54% |
| 20 | Ishares Tr | LATN AMER 40 ETF | $26,288,891 | 739,255 | 1.4% | 0.5% |
| 21 | Nvidia Corporation | COM | $25,262,534 | 144,854 | 1.35% | 0.48% |
| 22 | First Tr Exchange Traded Fd | RBA INDL ETF | $24,288,625 | 219,481 | 1.3% | 0.46% |
| 23 | Ishares Tr | MSCI ACWI EX US | $20,678,282 | 302,005 | 1.1% | 0.39% |
| 24 | Simplify Exchange Traded Fun | MBS ETF | $18,980,028 | 383,745 | 1.01% | 0.36% |
| 25 | Ishares Tr | FLTG RATE NT ETF | $17,492,256 | 343,322 | 0.93% | 0.33% |
Top 25 of 248 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 138 | $4.4B | 83.2% |
| Investment companies | 1 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 9 | $346M | 6.58% |
| Other investment advisers | 6 | $51.6M | 0.98% |
| Corporations and other businesses | 1 | $486M | 9.22% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $228M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Proficio Alternative Opportunities Fund | Other Private Fund | Delaware | $129M | 87 |
| Proficio Canadian Alternative Real Estate Fund Lp feeder | Real Estate Fund | Delaware | $44.0M | 57 |
| Proficio Long Term Alternative Series Of The Proficio Gateway Fund Llc | Other Private Fund | Delaware | $27.6M | 61 |
| Proficio Renew Green Energy Income Lp | Other Private Fund | Delaware | $11.6M | 53 |
| Proficio Motor Mart Garage Fund Lp | Real Estate Fund | Delaware | $5.5M | 22 |
| Proficio Special Investment 1 Lp | Venture Capital Fund | Delaware | $5.0M | 47 |
| Proficio Dynamic Balanced Fund Lp | Other Private Fund | Delaware | $5.0M | 2 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Haber, Robert, J | Chief Investment Officer, Member | Aug 2014 (12y) | 10% – 25% | |
| Wosk, Matthew, Harrison | Managing Member | Aug 2014 (12y) | 75% or more | |
| Peter Walter Kronberg | General Counsel/Chief Compliance Officer | Jun 2015 (11y) | Less than 5% | |
| Sussman, Justin, Thompson | Chief Operating Officer/Partner | Sep 2015 (11y) | Less than 5% | |
| Hanau, Sheldon | Chief Strategy Officer | Feb 2019 (8y) | Less than 5% | |
| Denklau, Lauren, Elizabeth | Chief Administration Officer | Dec 2019 (7y) | Less than 5% | |
| Blond, Richard, Arthur | Managing Partner Florida | Sep 2022 (4y) | Less than 5% | |
| Herr, Kathleen, Chines | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Taylor Lynn Kale | Registered representative | CFP | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Katz Family 2014 Limited Partnership | Member Class C Shares | Jan 2016 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $228M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Proficio Alternative Opportunities Fund | Other Private Fund | $129M | $10.0K | 87 |
| Proficio Canadian Alternative Real Estate Fund Lp | Real Estate Fund | $44.0M | $100K | 57 |
| Proficio Long Term Alternative Series Of The Proficio Gateway Fund Llc | Other Private Fund | $27.6M | $200K | 61 |
| Proficio Renew Green Energy Income Lp | Other Private Fund | $11.6M | $100K | 53 |
| Proficio Motor Mart Garage Fund Lp | Real Estate Fund | $5.5M | $25.0K | 22 |
| Proficio Special Investment 1 Lp | Venture Capital Fund | $5.0M | $100K | 47 |
| Proficio Dynamic Balanced Fund Lp | Other Private Fund | $5.0M | $250K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 2.46 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $2.2B (41% of AUM) Apr 2026
- Merrill Lynch $510M (10% of AUM) Apr 2026
- Bofa Securities, Inc. $486M (9% of AUM) Apr 2026
- J.P. Morgan $483M (9% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗