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Investment Adviser · Small ($100M–$1B)
CRD 269963
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $813M
- Discretionary
- $0
- Clients
- 1
- Avg AUM / client
- $813M
- Accounts
- 1
- Employees
- 3
AUM over time
$0
$1.2B
Jul 27, 2015
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 1 | $813M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • A PERCENTAGE OF RECURRING INCOME
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Sunflower Bank N.A. $813M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.