Gates Pass Advisors, Llc
- Regulatory AUM
- $208M
- Discretionary
- $208M
- Clients
- 69
- Avg AUM / client
- $3.0M
- Accounts
- 279
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $3.2M | 1.54% |
| High net worth individuals | 63 | $204M | 98.5% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kanaka Esther Szabo Cummings | Member And Chief Compliance Officer | CFP | Jun 2015 (11y) | 75% or more |
| Erik Allen Schei | Registered representative | CFA | Jul 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Company $190M (92% of AUM) Jul 2026
- Charles Schwab & Co. $17.3M (8% of AUM) Jul 2026
- Tiaa Cref Individual & Institutional Services, Llc $1.6M (1% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗