AUMdb

Weitzel Financial Services, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 27346 · SEC file 801-118164 · Dubuque, IA · WWW.WEITZELFINANCIAL.COM
☆ Save with Pro ADV data as of Jul 14, 2026
Regulatory AUM
$328M
Discretionary
$325M
Clients
1,134
Avg AUM / client
$289K
Accounts
1,134
Employees
4

AUM over time

$120M $328M
Feb 3, 2020 Jul 14, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 831 $143M 43.5%
High net worth individuals 303 $185M 56.5%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Timothy Joseph Weitzel President / Bd Chief Compliance Officer Jul 1990 (36y) 50% – 75%
Bradley Joseph Weitzel Vice President/Ria Chief Compliance Officer Jan 2016 (11y) 25% – 50%
Martin Thomas Berger Registered representative Feb 2017 (9y)
Raymond Allen Quint Registered representative Jun 2018 (8y)
Matthew James Moore Registered representative Jan 2020 (7y)
Maya G Wachter Registered representative Dec 2025 (1y)
Jake Douglas Layman Registered representative Jul 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/14/2026 905 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.

View current Form ADV (SEC/IAPD) ↗