Equita Financial Network, Inc.
- Regulatory AUM
- $391M
- Discretionary
- $391M
- Clients
- 434
- Avg AUM / client
- $901K
- Accounts
- 1,321
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Investments (13F portfolio — 87 positions, $318,025,250)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | TOTAL STK MKT | $48,336,091 | 150,648 | 15.2% | 12.4% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $32,707,741 | 510,420 | 10.3% | 8.37% |
| 3 | Dimensional Etf Trust | DIMENSIONAL INTE | $18,461,570 | 351,973 | 5.81% | 4.72% |
| 4 | Dimensional Etf Trust | INTL SMALL CAP V | $18,139,115 | 459,917 | 5.7% | 4.64% |
| 5 | Vanguard Scottsdale Fds | INT-TERM CORP | $18,120,901 | 218,984 | 5.7% | 4.63% |
| 6 | Dimensional Etf Trust | US SMALL CAP VAL | $17,615,502 | 502,726 | 5.54% | 4.51% |
| 7 | Dimensional Etf Trust | EMERGING MKTS CO | $16,010,455 | 463,400 | 5.03% | 4.1% |
| 8 | Dimensional Etf Trust | US LARGE CAP VAL | $12,968,839 | 363,171 | 4.08% | 3.32% |
| 9 | Spdr Series Trust | STATE STREET SPD | $12,490,281 | 435,818 | 3.93% | 3.19% |
| 10 | American Centy Etf Tr | REAL ESTATE ETF | $9,127,786 | 207,355 | 2.87% | 2.33% |
| 11 | Ishares Tr | 0-5 YR TIPS ETF | $8,000,294 | 77,352 | 2.52% | 2.05% |
| 12 | Pimco Etf Tr | INTER MUN BD ACT | $7,663,860 | 146,845 | 2.41% | 1.96% |
| 13 | Schwab Strategic Tr | US BRD MKT ETF | $7,250,682 | 288,872 | 2.28% | 1.85% |
| 14 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $6,360,632 | 80,240 | 2.0% | 1.63% |
| 15 | Dimensional Etf Trust | US SUSTAINABILTY | $4,893,899 | 119,102 | 1.54% | 1.25% |
| 16 | American Centy Etf Tr | US SML CP VALU | $4,793,985 | 43,396 | 1.51% | 1.23% |
| 17 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $4,544,321 | 91,087 | 1.43% | 1.16% |
| 18 | Spdr Index Shs Fds | STATE STREET SPD | $3,459,494 | 75,783 | 1.09% | 0.88% |
| 19 | Ishares Tr | SHRT NAT MUN ETF | $3,455,638 | 32,447 | 1.09% | 0.88% |
| 20 | Ishares Tr | ESG EAFE ETF | $2,974,239 | 39,420 | 0.94% | 0.76% |
| 21 | State Str Spdr S&P 500 Etf T | TR UNIT | $2,956,446 | 4,546 | 0.93% | 0.76% |
| 22 | American Centy Etf Tr | INTL SMCP VLU | $2,902,969 | 29,070 | 0.91% | 0.74% |
| 23 | Dimensional Etf Trust | INTERNATIONAL | $2,790,727 | 65,819 | 0.88% | 0.71% |
| 24 | Ishares Tr | NEW YORK MUN ETF | $2,617,647 | 49,278 | 0.82% | 0.67% |
| 25 | American Centy Etf Tr | AVANTIS EMGMKT | $2,525,543 | 31,342 | 0.79% | 0.65% |
Top 25 of 87 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 124 | $91.4M | 23.4% |
| High net worth individuals | 310 | $299M | 76.6% |
| Charitable organizations | Fewer than 5 clients | $163K | 0.04% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Knobbe Martens Olson & Bear, Llp 401(k) Retirement Savings Plan Knobbe Martens Olson & Bear, Llp | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Lynda Burke | Co Founder | CFP | May 2015 (11y) | 50% – 75% |
| Bridget Venus Grimes | Co Founder And President | CFP | Mar 2018 (8y) | 50% – 75% |
| Cullen, James, Michael | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Stefanie Dziedzic Crowe | Registered representative | CFP | Jun 2020 (6y) | |
| Kimberlee Ann Spencer | Registered representative | CFP | Sep 2020 (6y) | |
| Cathleen Maureen Mc Kee | Registered representative | CFP | Feb 2024 (2y) | |
| Laura Ann Turo Corbiani | Registered representative | CFP | Mar 2024 (2y) | |
| Amy Margaret Hamasaki | Registered representative | CFP | May 2024 (2y) | |
| Ann Judith Shubert | Registered representative | CFP | Jun 2024 (2y) | |
| Shehara Lynn Wooten | Registered representative | CFP | Jun 2024 (2y) | |
| Margaret Anne Bonner | Registered representative | Aug 2024 (2y) | ||
| Bernadette Therese Wan Yu Huang | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Jennifer Chang Dazols | Registered representative | CFP | Jan 2025 (2y) | |
| Szu Han Wang | Registered representative | Mar 2025 (1y) | ||
| Stephen Jay Witte | Registered representative | CFP | Apr 2025 (1y) | |
| Jaclynne Paige Walsh | Registered representative | CFP | Dec 2025 (1y) | |
| Diana Margaret Freeburg | Registered representative | CFP | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Knobbe Martens Olson & Bear, Llp 401(k) Retirement Savings Plan | Knobbe Martens Olson & Bear, Llp | 676 | $363M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $378M (97% of AUM) Apr 2026
- Fidelity Brokerage Services $49.0M (12% of AUM) Dec 2025
- Millennium Trust Company, Llc $3.1M (3% of AUM) Jan 2022
- American Funds Distributors, Inc. $1.2M (1% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗