Blackridge Asset Management, Llc
- Regulatory AUM
- $370M
- Discretionary
- $310M
- Clients
- 1,523
- Avg AUM / client
- $243K
- Accounts
- 1,529
- Employees
- 72
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 978 | $133M | 35.9% |
| High net worth individuals | 524 | $226M | 61.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $830K | 0.22% |
| Charitable organizations | Fewer than 5 clients | $742K | 0.2% |
| Corporations and other businesses | 21 | $8.8M | 2.38% |
| Other | Fewer than 5 clients | $467K | 0.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tony's Finer Foods Enterprises, Llc 401(k) Plan Tony's Finer Foods Enterprises, Llc | 2024 |
People (77)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Mark Reynolds | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Phillips, David, Levert | Chief Information Security Officer | Feb 2023 (4y) | Less than 5% | |
| Rudnick, Regina, Mary | President/Chief Executive Officer | Feb 2023 (4y) | Less than 5% | |
| Mueller, Christopher, Brian | Chief Operations Officer | Mar 2023 (3y) | Less than 5% | |
| Denise J Nostrom | Registered representative | Jul 2016 (10y) | ||
| Brian Lee Breisinger | Registered representative | Jul 2016 (10y) | ||
| David Christopher Malone | Registered representative | Aug 2016 (10y) | ||
| Jeffrey Robert Boron | Registered representative | Aug 2016 (10y) | ||
| Dennis Biagio Pellegrini | Registered representative | Aug 2016 (10y) | ||
| Bryan Keith Kaarlsen | Registered representative | Sep 2016 (10y) | ||
| Nathan Ramos | Registered representative | Feb 2017 (9y) | ||
| James Dale Kraatz | Registered representative | Mar 2017 (9y) | ||
| Stacy Ann Calder | Registered representative | Mar 2017 (9y) | ||
| Robert Richard Lauro | Registered representative | Apr 2017 (9y) | ||
| Denny Artache | Registered representative | May 2017 (9y) | ||
| Dion Rey Padilla | Registered representative | May 2017 (9y) | ||
| Mark Douglas Clair | Registered representative | May 2017 (9y) | ||
| Kathleen M Donnelly | Registered representative | Jun 2017 (9y) | ||
| Scott Alan Tanker | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| Cheryl Ann Ciaglia | Registered representative | Nov 2017 (9y) | ||
| Kenneth Lowell Cook | Registered representative | Jan 2018 (9y) | ||
| Kevin Bradford Geiger | Registered representative | Mar 2018 (8y) | ||
| Anthony Scott Dietrich | Registered representative | May 2018 (8y) | ||
| Omar Rasmi Shalabi | Registered representative | CFP | May 2018 (8y) | |
| Ernesto Guadalupe Mendoza | Registered representative | Oct 2018 (8y) | ||
| Scot Brian Ahearn | Registered representative | Jan 2019 (8y) | ||
| Tonya Lee Cooper | Registered representative | Apr 2019 (7y) | ||
| Charles A Massie | Registered representative | CFP | Jun 2019 (7y) | |
| William Allie Hurley | Registered representative | Aug 2019 (7y) | ||
| Gehad Mohamed Youssef | Registered representative | Sep 2019 (7y) | ||
| Mark Andrew Rupolo | Registered representative | Personal Financial Specialist | Oct 2019 (7y) | |
| Dennis M Palmerini | Registered representative | CFP | Dec 2019 (7y) | |
| Ruth Currie Ladas | Registered representative | May 2020 (6y) | ||
| Kevin Alan Snow | Registered representative | Sep 2020 (6y) | ||
| Joseph Anthony Grutta | Registered representative | CFP | Dec 2020 (6y) | |
| Philip Gerard Ferraro | Registered representative | Jan 2021 (6y) | ||
| Kelly Joseph Bowling | Registered representative | Mar 2021 (5y) | ||
| Gregory Lee Petrie | Registered representative | Mar 2021 (5y) | ||
| Viktoria Kovacova Wilson | Registered representative | CFP | Jun 2021 (5y) | |
| Ronald James Reinstein | Registered representative | Jun 2021 (5y) | ||
| Shannon Teresa Loughery | Registered representative | Jun 2021 (5y) | ||
| Charles Salvatore Sperrazza | Registered representative | Aug 2021 (5y) | ||
| Kayla Elizabeth Boron | Registered representative | Sep 2021 (5y) | ||
| Lisa Michelle Avenevoli | Registered representative | CFP | Sep 2021 (5y) | |
| Christina M. Hand | Registered representative | Oct 2021 (5y) | ||
| Charles Marc Wilner | Registered representative | Jan 2022 (5y) | ||
| Charmaine Valois Kaes | Registered representative | Mar 2022 (4y) | ||
| Joseph Louis Schrutt | Registered representative | Aug 2022 (4y) | ||
| Sean W Coffey | Registered representative | Aug 2022 (4y) | ||
| Frank Giguere | Registered representative | Dec 2022 (4y) | ||
| Amy Elizabeth Emery | Registered representative | Mar 2023 (3y) | ||
| Thomas Wayne Meissner | Registered representative | Jul 2023 (3y) | ||
| Terra Lynne Howard | Registered representative | Aug 2023 (3y) | ||
| Gregory Louis Schorp | Registered representative | Oct 2023 (3y) | ||
| Dennis P Oconnor | Registered representative | Nov 2023 (3y) | ||
| Oleg Katrikh | Registered representative | Jun 2024 (2y) | ||
| Patrick Steven Selway | Registered representative | Jun 2024 (2y) | ||
| Brian Joseph Dobisch | Registered representative | Sep 2024 (2y) | ||
| Jason Allen Stewart | Registered representative | Sep 2024 (2y) | ||
| Kevin Ray Chancellor | Registered representative | Jan 2025 (2y) | ||
| Lisabeth Morgan Schiller | Registered representative | Jan 2025 (2y) | ||
| Peter Apostolos Kotos | Registered representative | Jan 2025 (2y) | ||
| Karen Le'ellen Coker | Registered representative | Feb 2025 (1y) | ||
| Alexander Jackson Long | Registered representative | Apr 2025 (1y) | ||
| Joy Prefer Cohen | Registered representative | Jul 2025 (1y) | ||
| Linda Michelle Sherman | Registered representative | Jul 2025 (1y) | ||
| Janice Ann Webb Lavin | Registered representative | Aug 2025 (1y) | ||
| James Gordon Durso | Registered representative | Aug 2025 (1y) | ||
| Christian Gabriel Taylor | Registered representative | Oct 2025 (1y) | ||
| Michael Anthony Sperrazza | Registered representative | Dec 2025 (1y) | ||
| Gilford Nicholas Welch | Registered representative | Dec 2025 (1y) | ||
| Timothy Michael Eckel | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Jesse Brett Butler | Registered representative | Apr 2026 (0y) | ||
| Ellis Charles Regini | Registered representative | Apr 2026 (0y) | ||
| Andrew Stephen Rodgers | Registered representative | May 2026 (0y) | ||
| Zachary Chapman Gerrells | Registered representative | May 2026 (0y) | ||
| Richard A Fertig | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Peak Reps, Llc | Holding Company | May 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tony's Finer Foods Enterprises, Llc 401(k) Plan | Tony's Finer Foods Enterprises, Llc | 1,936 | $15.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CUSTOMER ALLEGED THE SALE OF A VARIABLE ANNUITY PRODUCT WITHOUT DISCLOSURE OF THE NATURE OF THE PRODUCT AS AN ANNUITY. CUSTOMER FURTHER ALLEGED THAT MR. PADILLA KNOWINGLY, REPEATEDLY MISREPRESENTED THE NATURE OF THE INVESTMENT IN WHICH THE FUNDS HAD BEEN PLACED, CONTRARY TO AN EXPRESSED DESIRE NOT TO BE INVESTED IN A VARIABLE ANNUITY PRODUCT, AND PROMOTED ADDITIONAL V/A PURCHASES. Status: Final Sanction Detail: MR. PADILLA IS SUSPENDED FROM ALL FINRA-REGISTERED ACTIVITIES FOR THE 15-MONTH PERIOD OF 3/6/17 - 6/5/18. IN ADDITION, MR. PADILLA WILL BE SUBJECT TO HEIGHTENED SUPERVISORY REQUIREMENTS, AS STIPULATED BY HIS HOME STATE OF TEXAS, BY BLACKRIDGE ASSET MANAGEMENT FOR THE DURATION OF HIS FINRA-IMPOSED REGISTRATION SUSPENSION. Summary: MR. PADILLA WILL BE UNDER THE DIRECT SUPERVISION OF BLACKRIDGE'S CCO TO ENSURE THE PRESCRIBED CONDITIONS OF HIS HEIGHTENED SUPERVISION ARE MET.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $193M (52% of AUM) May 2026
- Orion Portfolio Solutions $44.6M (25% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗