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Wealth Manager · Small ($100M–$1B)
CRD 281050
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ADV data as of May 27, 2025
- Regulatory AUM
- $255M
- Discretionary
- $255M
- Clients
- 260
- Avg AUM / client
- $981K
- Accounts
- 583
- Employees
- 8
AUM over time
$115M
$255M
Feb 26, 2021
May 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 118 | $26.1M | 10.2% |
| High net worth individuals | 133 | $224M | 88.0% |
| Corporations and other businesses | 9 | $4.6M | 1.79% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $255M (100% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2025.