AUMdb

Clarus Wealth Advisors, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 281160 · SEC file 801-110156 · Peoria, AZ · HERITAGECAPITALAZ.COM
☆ Save with Pro ADV data as of Apr 07, 2026
Regulatory AUM
$305M
Discretionary
$305M
Clients
503
Avg AUM / client
$607K
Accounts
953
Employees
13

AUM over time

$0 $305M
Mar 7, 2016 Apr 7, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 07, 2026

Asset allocation (SMA assets by investment type)

as of Apr 07, 2026
Registered investment companies (funds/ETFs)
$226M 74%
Exchange-traded equities
$45.8M 15%
Other
$18.3M 6%
Cash & equivalents
$9.2M 3%
US government & agency bonds
$3.1M 1%
State & local bonds
$3.1M 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 472 $235M 76.8%
High net worth individuals 30 $70.3M 23.0%
Charitable organizations 1 $433K 0.14%

People (12)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Theresa Ann Fanning Chief Compliance Officer, Chief Operating Officer Sep 2010 (16y) Less than 5%
Bert Allen Cooper Trustee Mar 2016 (10y) GP / trustee / elected manager of Cooper 2378 Trust Dated May 8, 2020 (indirect)
Joshua Allen Cooper Registered representative Mar 2016 (10y)
Sherry Ann Hardin Registered representative CFP Mar 2016 (10y)
Kenneth R Hartley Registered representative CFA Jun 2016 (10y)
Jonathon Allen Staats Registered representative Oct 2016 (10y)
James Michael Graham Registered representative CFP Aug 2017 (9y)
Karine Renee Beard Registered representative CFP Aug 2017 (9y)
Donald Benjamin Moenning Registered representative Mar 2018 (8y)
Katherine Ann Fortna Registered representative Mar 2021 (5y)
John Edward Fanning Registered representative Mar 2025 (1y)
Amy Caroline Jones Registered representative Jan 2026 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Clear View Financial, Llc Owner Apr 2015 A 75% or more
Cooper 2378 Trust Dated May 8, 2020 Member Jul 2020 B ≈ 56.25% – 100% via Clear View Financial, Llc
John Edward Fanning Jr And Theresa Ann Fanning Living Trust Dated September 23, 2010 Member Jul 2020 B GP / trustee / elected manager of Clear View Financial, Llc (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Cooper 2378 Trust Dated May 8, 2020: 75% – 100% of Clear View Financial, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/07/2026 987 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.

View current Form ADV (SEC/IAPD) ↗