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Wealth Manager · Boutique (under $100M)
CRD 281221
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ADV data as of Nov 20, 2025
- Regulatory AUM
- $3.8M
- Discretionary
- $3.5M
- Clients
- 74
- Avg AUM / client
- $51.5K
- Accounts
- 61
- Employees
- 7
AUM over time
$3.8M
$10.6M
Feb 4, 2022
Nov 20, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 22 | $312K | 8.19% |
| High net worth individuals | 52 | $3.5M | 91.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $10.7M (100% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 20, 2025.