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Investment Adviser · Small ($100M–$1B)
CRD 281382
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ADV data as of Mar 26, 2025
- Regulatory AUM
- $785M
- Discretionary
- $784M
- Clients
- 8
- Avg AUM / client
- $98.1M
- Accounts
- 974
- Employees
- 14
AUM over time
$0
$785M
Oct 13, 2015
Mar 26, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $33.1M | 4.22% |
| Pooled investment vehicles (non-investment companies) | 1 | $4.9M | 0.63% |
| Other investment advisers | 5 | $747M | 95.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $667M (85% of AUM) Mar 2025
- Fidelity Brokerage Services $83.2M (11% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2025.