Nobles & Richards Advisors, Llc
- Regulatory AUM
- $34.2M
- Discretionary
- $0
- Clients
- 128
- Avg AUM / client
- $267K
- Accounts
- 128
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 116 | $21.8M | 63.9% |
| High net worth individuals | 12 | $12.4M | 36.1% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joy Catherine Martinsen | Registered representative | Jan 2025 (2y) | ||
| Ilonka Nobles | Registered representative | Mar 2025 (2y) | ||
| Terri Herring | Registered representative | Jul 2025 (1y) | ||
| Cipriano Miguel Gomez | Registered representative | Jan 2026 (1y) | ||
| John Richard Ryer | Registered representative | Jul 2026 (0y) | ||
| Liam Patrick Coll | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • FEES TO REFER IARS TO OTHER RIAS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Truist Financial Corp $30.0M (85% of AUM) Jan 2026
- Charles Schwab & Co. $1.0M (3% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2026.
View current Form ADV (SEC/IAPD) ↗