First Sentier Investors (Hong Kong) Limited
- Regulatory AUM
- $32.9B
- Discretionary
- $32.9B
- Clients
- 28
- Avg AUM / client
- $1.2B
- Accounts
- 28
- Employees
- 87
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $23.3B | 70.9% |
| Pension and profit sharing plans | 5 | $3.2B | 9.87% |
| State or municipal government entities | 7 | $3.4B | 10.4% |
| Corporations and other businesses | 6 | $2.9B | 8.87% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hui, Eliza, Pui Shan | Head Of Legal And Company Secretary, Asia | Jan 2018 (9y) | Less than 5% | |
| Chia, Chung Piau | Director Of Fsihk & Head Of Finance, Asia | Oct 2021 (5y) | Less than 5% | |
| Prendiville, Lauren | Director Of Fsihk, Managing Director And Head Of Distribution, Apac | Oct 2022 (4y) | Less than 5% | |
| Goh, Chin Ting, Christy | Fsi Hk Director, And Head Of Intermediary Business, Asia | Jul 2024 (2y) | Less than 5% | |
| Tetley, Emma, Kathryn | Fsi Hk Director, And Head Of Apac Regulatory Compliance And Global Ic | Jul 2024 (2y) | Less than 5% | |
| Gazal, Amanda, Renee | Chief Operating Officer | Oct 2024 (2y) | Less than 5% | |
| Teo, Kian Poh | Head Of Regulatory Compliance & Financial Crime Compliance (Mlro) Asia | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Sentier Investors Asia Holdings Limited | Holding Company Of First Sentier Investors (Hong Kong) Limited | Feb 1992 | A | 75% or more |
| Mitsubishi Ufj Financial Group, Inc. | Shareholder / Head Parent Company | Aug 2019 | B | ≈ 31.64% – 100% via Mitsubishi Ufj Trust And Banking Corporation |
| Mitsubishi Ufj Trust And Banking Corporation | Shareholder | Aug 2019 | B | ≈ 42.19% – 100% via First Sentier Investors Holdings Pty Limited |
| First Sentier Investors Holdings Pty Limited | Shareholder | Aug 2019 | B | ≈ 56.25% – 100% via First Sentier Investors Asia Holdings Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mitsubishi Ufj Financial Group, Inc.: 75% – 100% of Mitsubishi Ufj Trust And Banking Corporation × 75% – 100% of First Sentier Investors Holdings Pty Limited × 75% – 100% of First Sentier Investors Asia Holdings Limited × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Mitsubishi Ufj Trust And Banking Corporation: 75% – 100% of First Sentier Investors Holdings Pty Limited × 75% – 100% of First Sentier Investors Asia Holdings Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- First Sentier Investors Holdings Pty Limited: 75% – 100% of First Sentier Investors Asia Holdings Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗