Aurora Private Wealth, Inc.
- Regulatory AUM
- $374M
- Discretionary
- $374M
- Clients
- 1,508
- Avg AUM / client
- $248K
- Accounts
- 1,508
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,427 | $203M | 54.2% |
| High net worth individuals | 81 | $171M | 45.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jennings, Christina, Lauren | Shareholder | Jan 2000 (27y) | 10% – 25% | |
| Jennings, Sean, Michael | Shareholder | Jan 2000 (27y) | Less than 5% | |
| Timothy Liam Smith | President/Ceo | CFP | Aug 2015 (11y) | 75% or more |
| Coutant, Tonya, Marie | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Edward Harris Reaven | Registered representative | Jan 2017 (10y) | ||
| Gregory Michael Nardolillo | Registered representative | Feb 2017 (9y) | ||
| Scott Jason Wallach | Registered representative | Dec 2017 (9y) | ||
| John R Cartledge | Registered representative | Jan 2018 (9y) | ||
| John Joseph Bello | Registered representative | Aug 2018 (8y) | ||
| Eric William Lathrop | Registered representative | Jan 2019 (8y) | ||
| Glad M Perez | Registered representative | Jan 2019 (8y) | ||
| John H Chapel | Registered representative | Jan 2019 (8y) | ||
| Kristy Lynn Berger | Registered representative | Apr 2019 (7y) | ||
| Howard Scott Zodicoff | Registered representative | Mar 2021 (5y) | ||
| Peter John Devlin | Registered representative | Mar 2021 (5y) | ||
| Eric Monroe | Registered representative | Jul 2021 (5y) | ||
| Kevin Robert Le Blanc | Registered representative | Sep 2021 (5y) | ||
| Timothy John Padva | Registered representative | Dec 2021 (5y) | ||
| Daniel Ray Hodge | Registered representative | Sep 2023 (3y) | ||
| Lori Ann Hodge | Registered representative | Feb 2024 (2y) | ||
| Benson Tang | Registered representative | CFP | Mar 2024 (2y) | |
| Zachary James Davidson | Registered representative | May 2026 (0y) | ||
| David Laughner Hodge | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (21)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lesbian And Gay Community Services Center, Inc. Profit Sharing Plan And Trust | Lesbian And Gay Community Services Center, Inc. | 98 | $6.3M | 07/01/2024 |
| Private Prep Nyc Llc 401(k) Profit Sharing Plan & Trust | Private Prep Nyc Llc | 101 | $4.8M | 01/01/2024 |
| Acc 401(k) Plan | Acceleration, Llc Dba Acceleration Community Of Companies | 299 | $7.5M | 01/01/2024 |
| Corporate Interiors, Inc. 401(k) Plan | Corporate Interiors, Inc. | 153 | $6.0M | 01/01/2024 |
| Guidepoint Global, Llc 401(k) Plan | Guidepoint Global, Llc | 769 | $33.8M | 01/01/2024 |
| Zufall Health Center 403(b) Plan | Zufall Health Center | 525 | $16.0M | 01/01/2024 |
| Global Citizen 403(b) Plan | Global Poverty Project, Inc. | 85 | $5.5M | 01/01/2024 |
| Fleetpride Inc. Retirement & Savings Plan | Fleetpride, Inc. | 4,603 | $187M | 01/01/2024 |
| Labor First, Llc 401(k) Plan | Labor First, Llc | 207 | $8.2M | 01/01/2024 |
| First 401(k) Plan | First Protocol, Inc. | 491 | $27.6M | 01/01/2024 |
| Garan 401(k) Plan | Garan, Inc. | 521 | $15.0M | 01/01/2024 |
| Renu Contracting And Restoration Inc. 401(k) Profit Sharing Plan | Renu Contracting & Restoration, Inc. | 240 | $17.8M | 01/01/2024 |
| Downtown Music Llc 401(k) Profit Sharing Plan And Trust | Downtown Music Llc | 326 | $29.0M | 01/01/2024 |
| Abzena 401(k) Plan | Abzena San Diego Inc. | 289 | $25.2M | 01/01/2024 |
| Makerbot Industries Inc 401(k) Plan | Makerbot Industries Inc | 57 | $10.0M | 01/01/2024 |
| Stouse, Llc Profit Sharing / 401(k) Savings Plan | Stouse, Llc | 0 | $0 | 01/01/2024 |
| Resource Logistics Inc. 401(k) Plan | Resource Logistics Inc. | 257 | $4.1M | 01/01/2024 |
| Dvf Studio 401(k) Plan | Dvf Studio, Llc | 22 | $6.7M | 01/01/2024 |
| Vevo 401(k) Plan | Vevo Llc | 264 | $34.3M | 01/01/2024 |
| Sugaright, Llc 401(k) Plan | Sugaright, Llc | 286 | $11.7M | 01/01/2024 |
| Mb Precision Company 401(k) Plan | Mb Precision Holdings, Inc. | 577 | $18.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $221M (59% of AUM) Jul 2026
- Sei Invesments Management Corp $59.5M (16% of AUM) Jul 2026
- Pershing $48.8M (13% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗