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Wealth Manager · Small ($100M–$1B)
CRD 281616
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ADV data as of Jun 11, 2025
- Regulatory AUM
- $319M
- Discretionary
- $266M
- Clients
- 187
- Avg AUM / client
- $1.7M
- Accounts
- 821
- Employees
- 5
AUM over time
$0
$319M
Oct 5, 2015
Jun 11, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $15.3M | 4.81% |
| High net worth individuals | 118 | $276M | 86.6% |
| Pension and profit sharing plans | Fewer than 5 | $3.9M | 1.22% |
| Charitable organizations | 5 | $3.3M | 1.05% |
| Corporations and other businesses | 20 | $20.1M | 6.32% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $185M (58% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2025.