Graham Capital Wealth Management, Llc
- Regulatory AUM
- $251M
- Discretionary
- $251M
- Clients
- 710
- Avg AUM / client
- $354K
- Accounts
- 1,251
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 643 | $165M | 65.8% |
| High net worth individuals | 62 | $84.4M | 33.6% |
| Corporations and other businesses | 5 | $1.5M | 0.61% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stash John Graham | Managing Member And Chief Compliance Officer | Aug 2015 (11y) | ≈ 37.5% – 75% via Ssa Holding Company, Llc | |
| Graham, David, John | Member And Manager | Nov 2015 (11y) | ≈ 18.75% – 56.25% via Graham Capital Holdings Llc | |
| Alex Joseph Graham | Managing Director | Oct 2016 (10y) | Less than 5% | |
| Michael Sullivan Berkhahn | Registered representative | Nov 2016 (10y) | ||
| Raisa Siddique | Registered representative | Aug 2025 (1y) | ||
| Justin Francis Bass | Registered representative | Nov 2025 (1y) | ||
| John Edward Darby | Registered representative | Nov 2025 (1y) | ||
| Stimson Pryor Schantz | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ssa Holding Company, Llc | Sole Member Of Graham Capital Wealth Management, Llc | Aug 2015 | A | 75% or more |
| Graham Capital Holdings Llc | Member | Nov 2015 | B | ≈ 37.5% – 75% via Ssa Holding Company, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stash John Graham: 50% – 75% of Ssa Holding Company, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Graham, David, John: 50% – 75% of Graham Capital Holdings Llc × 50% – 75% of Ssa Holding Company, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Graham Capital Holdings Llc: 50% – 75% of Ssa Holding Company, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $251M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗