Cross State Financial Group Llc
- Regulatory AUM
- $188M
- Discretionary
- $188M
- Clients
- 406
- Avg AUM / client
- $464K
- Accounts
- 1,111
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 345 | $104M | 55.1% |
| High net worth individuals | 50 | $68.5M | 36.4% |
| Pension and profit sharing plans | 4 | $1.9M | 1.03% |
| Charitable organizations | 7 | $14.2M | 7.55% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Danielle Elizabeth Mutz | Managing Member/Chief Compliance Officer | Dec 2015 (11y) | 50% – 75% | |
| Steven Scott Iversen | Member | Dec 2015 (11y) | 50% – 75% | |
| Christopher Scott Damen | Registered representative | May 2017 (9y) | ||
| Kevin Jay Aguas | Registered representative | Dec 2018 (8y) | ||
| Michael Anthony Ball | Registered representative | Apr 2022 (4y) | ||
| Joseph Mascioli | Registered representative | Sep 2023 (3y) | ||
| Robert Cassella | Registered representative | Mar 2024 (2y) | ||
| Forrest Means | Registered representative | Dec 2025 (1y) | ||
| Andrew Scott Flack | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $178M (95% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗