Tea & Taxes Company Dba Prosperitea Planning
- Regulatory AUM
- $177M
- Discretionary
- $177M
- Clients
- 121
- Avg AUM / client
- $1.5M
- Accounts
- 579
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 58 | $29.6M | 16.8% |
| High net worth individuals | 63 | $147M | 83.2% |
| Corporations and other businesses | Fewer than 5 | $125K | 0.07% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wendy Suzanne Conrad Marsden | Registered representative | CFP | Jan 2016 (11y) | |
| Samuel Phillip Plotkin | Registered representative | CFA | Feb 2024 (3y) | |
| Mari Lynn Fries | Registered representative | CFP | Nov 2025 (1y) | |
| David Michael Carnevale | Registered representative | CFA | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • ANNUAL RETAINER
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $170M (96% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗