AUMdb

Zanetti Financial, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 282089 · SEC file 801-122424 · Albuquerque, NM · zanettifinancial.com
☆ Save with Pro ADV data as of Apr 06, 2026
Regulatory AUM
$809M
Discretionary
$809M
Clients
1,481
Avg AUM / client
$547K
Accounts
1,481
Employees
2

AUM over time

$135M $809M
Aug 31, 2021 Apr 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026

Asset allocation (SMA assets by investment type)

as of Apr 06, 2026
Exchange-traded equities
$607M 75%
US government & agency bonds
$121M 15%
Investment-grade corporate bonds
$40.5M 5%
Cash & equivalents
$40.5M 5%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,185 $647M 80.0%
High net worth individuals 296 $162M 20.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Zep Inc. 401(k) Plan Zep Inc. 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gregory Joseph Zanetti Cco/Managing Member Oct 2015 (11y) 75% or more
Walt Benson Partner Aug 2021 (5y) 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Zep Inc. 401(k) Plan Zep Inc. 1,067 $160M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/06/2026 852 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.

View current Form ADV (SEC/IAPD) ↗