Winthrop Partners Wny, Llc
- Regulatory AUM
- $186M
- Discretionary
- $184M
- Clients
- 302
- Avg AUM / client
- $617K
- Accounts
- 302
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 255 | $57.1M | 30.7% |
| High net worth individuals | 44 | $129M | 69.3% |
| Corporations and other businesses | 3 | $107 | 0.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas John Saunders | Managing Member | Nov 2015 (11y) | 25% – 50% | |
| Robert Brian Werner | Co Managing Member And Cio | CFP CFA | Jul 2017 (9y) | 25% – 50% |
| Ryan Carney | Member, Trader | Jul 2017 (9y) | 5% – 10% | |
| Christopher, Kelly, Melissa | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Jennifer Dawn Roberts | Registered representative | Chartered Financial Consultant | Jul 2021 (5y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 1.09 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 04/07/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $186M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗