Provision Asset, Llc
- Regulatory AUM
- $151M
- Discretionary
- $151M
- Clients
- 463
- Avg AUM / client
- $325K
- Accounts
- 1,013
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 417 | $95.5M | 63.4% |
| High net worth individuals | 42 | $54.0M | 35.8% |
| Charitable organizations | 2 | $701K | 0.47% |
| Other investment advisers | 1 | $162K | 0.11% |
| Corporations and other businesses | 1 | $360K | 0.24% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Casey Luke Short | Registered representative | Jan 2016 (11y) | ||
| Jay David Beerley | Registered representative | Feb 2016 (11y) | ||
| Anthony Steven Rizzo | Registered representative | May 2016 (10y) | ||
| Jonathan David Mc Entire | Registered representative | Mar 2020 (6y) | ||
| Gwendolyn Dee Louie | Registered representative | Nov 2021 (5y) | ||
| Daniel Thomas | Registered representative | Feb 2023 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $151M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗