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Wealth Manager · Boutique (under $100M)
CRD 282195
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ADV data as of Jan 21, 2025
- Regulatory AUM
- $9.2M
- Discretionary
- $9.2M
- Clients
- 25
- Avg AUM / client
- $367K
- Accounts
- 29
- Employees
- 1
AUM over time
$7.3M
$9.2M
Jul 11, 2022
Jan 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $5.2M | 56.8% |
| High net worth individuals | 2 | $4.0M | 43.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $9.2M (100% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 21, 2025.