K.J. Harrison & Partners (Usa) Inc.
- Regulatory AUM
- $21.7M
- Discretionary
- $21.7M
- Clients
- 5
- Avg AUM / client
- $4.3M
- Accounts
- 5
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $4.7M | 21.5% |
| Pension and profit sharing plans | 1 | $2.7M | 12.5% |
| Corporations and other businesses | 2 | $6.4M | 29.5% |
| Other | 1 | $7.9M | 36.5% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jagger, Sindy | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% | |
| Joel Andrew, Bruce Clark | Ceo & President; Director | CFA | Apr 2016 (10y) | Less than 5% |
| Barlas, Peter | Director | May 2017 (9y) | Less than 5% | |
| Bull, Sarah | Director | May 2017 (9y) | Less than 5% | |
| Fulsang, Christine | Cfo; Director | May 2017 (9y) | Less than 5% | |
| Lieberman, Philip | Director | May 2017 (9y) | Less than 5% | |
| Kenneth James Harrison | Registered representative | CFA | Apr 2016 (10y) | |
| Robert Martini | Registered representative | CFA | Apr 2023 (3y) | |
| Andrew Csumrik | Registered representative | CFA | Mar 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harrison & Partners Holdings Inc. | Corporation | Dec 2006 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Morgan Stanley $21.7M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗