Neo Criterion Capital Limited
- Regulatory AUM
- $31.8M
- Discretionary
- $31.8M
- Clients
- 1
- Avg AUM / client
- $31.8M
- Accounts
- 1
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $31.8M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $35.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ncc China A Share Master Fund master | Hedge Fund | Cayman Islands | $35.9M | 24 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peng, Yu Chen | Senior Investment Analyst, Vice President | Apr 2014 (12y) | Less than 5% | |
| Liu, Ji | Managing Partner, Director And Chief Investment Officer | Nov 2014 (12y) | ≈ 56.25% – 100% via Ky Capital Holdings Limited | |
| Lim, Meng Tat, Nmn | Chief Executive Officer | Jun 2016 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ky Capital Holdings Limited | 100% Shareholder Of Neo Criterion Capital Management Limited | Nov 2014 | A | 75% or more |
| Ky Capital Holdings Limited | 100% Shareholder Of Neo Criterion Cayman Management | Nov 2014 | B | ≈ 0% – 5% via Liu, Ji |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Liu, Ji: 75% – 100% of Ky Capital Holdings Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ky Capital Holdings Limited: 75% – 100% of Liu, Ji × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $35.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ncc China A Share Master Fund | Hedge Fund | $35.9M | $100K | 24 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- State Street $833M (66% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗