Mulholland Wealth Advisors, Llc
- Regulatory AUM
- $612M
- Discretionary
- $612M
- Clients
- 78
- Avg AUM / client
- $7.8M
- Accounts
- 141
- Employees
- 39
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 70 | $6.1M | 0.99% |
| High net worth individuals | 4 | $202K | 0.03% |
| Other investment advisers | 4 | $605M | 99.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Duff, Richard, Musser | President | Mar 2015 (11y) | Less than 5% | |
| Michael Todd Messinger | Chief Executive Officer | Dec 2015 (11y) | Less than 5% | |
| Cheung, Michael, Tze Chun | Portfolio Manager | Nov 2017 (9y) | Less than 5% | |
| Yung, John, Chi Wai | Chief Compliance Officer | May 2018 (8y) | Less than 5% | |
| Leslie Lynette Davis Schoenhofer | Registered representative | May 2023 (3y) | ||
| Aldo Lozano | Registered representative | Jun 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mulholland Holdco Llc | Owner | Jan 2023 | A | 75% or more |
| Mystic Pines Investment Holdings, Llc | Owner | Jan 2018 | B | ≈ 18.75% – 50% via Mulholland Holdco Llc |
| Garden State Investment Holdings, Llc | Owner | Jan 2018 | B | ≈ 18.75% – 50% via Mulholland Holdco Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mystic Pines Investment Holdings, Llc: 25% – 50% of Mulholland Holdco Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Garden State Investment Holdings, Llc: 25% – 50% of Mulholland Holdco Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $4.7M (1% of AUM) Apr 2026
- National Financial Services (Fidelity) $1.5M (0% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗