Guerra Advisors Inc.
- Regulatory AUM
- $406M
- Discretionary
- $406M
- Clients
- 3,007
- Avg AUM / client
- $135K
- Accounts
- 3,007
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 22, 2026
Investments (13F portfolio — 931 positions, $270,673,129)
13F period Sep 30, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr S&P 500 Etf Tr | TR UNIT | $15,621,401 | 23,449 | 5.77% | 3.85% |
| 2 | Schwab Strategic Tr | US LCAP GR ETF | $13,750,837 | 430,926 | 5.08% | 3.39% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $13,172,079 | 21,940 | 4.87% | 3.24% |
| 4 | Ishares Tr | U.S. TECH ETF | $12,889,763 | 65,811 | 4.76% | 3.17% |
| 5 | Fidelity Covington Trust | MSCI COMMNTN SVC | $10,543,115 | 148,557 | 3.9% | 2.6% |
| 6 | Apple Inc | COM | $8,576,217 | 33,681 | 3.17% | 2.11% |
| 7 | Select Sector Spdr Tr | COMMUNICATION | $8,103,917 | 68,463 | 2.99% | 1.99% |
| 8 | Vaneck Etf Trust | SEMICONDUCTR ETF | $7,340,638 | 22,492 | 2.71% | 1.81% |
| 9 | Nvidia Corporation | COM | $7,282,403 | 39,031 | 2.69% | 1.79% |
| 10 | Vanguard Scottsdale Fds | VNG RUS1000GRW | $6,967,658 | 57,823 | 2.57% | 1.72% |
| 11 | Microsoft Corp | COM | $6,616,842 | 12,775 | 2.44% | 1.63% |
| 12 | Vanguard Index Fds | TOTAL STK MKT | $6,443,652 | 19,635 | 2.38% | 1.59% |
| 13 | Jpmorgan Chase & Co. | COM | $5,492,372 | 17,412 | 2.03% | 1.35% |
| 14 | Select Sector Spdr Tr | FINANCIAL | $5,298,418 | 98,356 | 1.96% | 1.3% |
| 15 | Alphabet Inc | CAP STK CL A | $5,180,839 | 21,312 | 1.91% | 1.28% |
| 16 | Blackrock Etf Trust | ISHARES US EQUIT | $5,030,288 | 84,971 | 1.86% | 1.24% |
| 17 | Select Sector Spdr Tr | INDL | $5,027,779 | 32,599 | 1.86% | 1.24% |
| 18 | Amazon Com Inc | COM | $4,738,740 | 21,582 | 1.75% | 1.17% |
| 19 | Vanguard Index Fds | VALUE ETF | $4,194,346 | 22,491 | 1.55% | 1.03% |
| 20 | Oracle Corp | COM | $3,847,979 | 13,682 | 1.42% | 0.95% |
| 21 | T Mobile Us Inc | COM | $3,842,686 | 16,053 | 1.42% | 0.95% |
| 22 | Broadcom Inc | COM | $3,735,551 | 11,323 | 1.38% | 0.92% |
| 23 | Ishares Tr | US AER DEF ETF | $3,691,964 | 17,643 | 1.36% | 0.91% |
| 24 | Costco Whsl Corp New | COM | $3,522,358 | 3,805 | 1.3% | 0.87% |
| 25 | Meta Platforms Inc | CL A | $3,494,281 | 4,758 | 1.29% | 0.86% |
Top 25 of 931 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,444 | $170M | 41.8% |
| High net worth individuals | 507 | $214M | 52.7% |
| Charitable organizations | 1 | $203K | 0.05% |
| Corporations and other businesses | 55 | $22.1M | 5.44% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Guerra, Fabian, Alexander | Passive Owner/Chief Of Operations | Jun 2015 (11y) | 25% – 50% | |
| Guerra, Mauro, Rene | Passive Owner | Jun 2015 (11y) | 25% – 50% | |
| Sebastian C. Guerra | Chief Compliance Officer And Investment Advisor Representative | Mar 2016 (10y) | 25% – 50% | |
| Jimmy Cardentey | Registered representative | Feb 2023 (3y) | ||
| Miguel A Castaneda | Registered representative | Mar 2023 (3y) | ||
| Miguel Angel Rodriguez | Registered representative | Jun 2023 (3y) | ||
| Jorge Luis Perez Ruiz | Registered representative | May 2024 (2y) | ||
| Mark Allen Barefield | Registered representative | Mar 2025 (1y) | ||
| Mateo Alzate | Registered representative | Jun 2025 (1y) | ||
| Erick Reinoso | Registered representative | Jan 2026 (1y) | ||
| Giovanni Jimenez | Registered representative | Jan 2026 (1y) | ||
| Daniel Sebastian Nunez | Registered representative | Mar 2026 (0y) | ||
| Gerardo Alejandro Palacios | Registered representative | May 2026 (0y) | ||
| Luis Eduardo Delrio | Registered representative | Jun 2026 (0y) | ||
| Max Paul Paez | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/22/2026 | 894 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $405M (100% of AUM) Mar 2026
- Charles Schwab & Co. $727K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 22, 2026.
View current Form ADV (SEC/IAPD) ↗