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Wealth Manager · Small ($100M–$1B)
CRD 282509
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $382M
- Discretionary
- $378M
- Clients
- 82
- Avg AUM / client
- $4.7M
- Accounts
- 322
- Employees
- 4
AUM over time
$111M
$382M
Jan 30, 2018
Jul 16, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $19.0M | 4.98% |
| High net worth individuals | 57 | $317M | 83.0% |
| Corporations and other businesses | 4 | $46.0M | 12.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $317M (83% of AUM) Jul 2026
- Fidelity Brokerage Services $60.9M (16% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.