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Wealth Manager · Small ($100M–$1B)
CRD 282537
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ADV data as of Nov 10, 2025
- Regulatory AUM
- $102M
- Discretionary
- $102M
- Clients
- 178
- Avg AUM / client
- $573K
- Accounts
- 182
- Employees
- 18
AUM over time
$102M
$165M
Feb 16, 2018
Nov 10, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 10, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 152 | $36.8M | 36.1% |
| High net worth individuals | 26 | $64.7M | 63.5% |
| Pension and profit sharing plans | Fewer than 5 | $386K | 0.38% |
| Charitable organizations | Fewer than 5 | $34.1K | 0.03% |
| Corporations and other businesses | Fewer than 5 | $1.9K | 0.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $146M (100% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 10, 2025.