Client First Investment Management Llc
- Regulatory AUM
- $272M
- Discretionary
- $272M
- Clients
- 608
- Avg AUM / client
- $447K
- Accounts
- 1,578
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 529 | $57.3M | 21.1% |
| High net worth individuals | 67 | $41.8M | 15.4% |
| Investment companies | 1 | $172M | 63.2% |
| Charitable organizations | 9 | $1.1M | 0.39% |
| Corporations and other businesses | 2 | $10.0K | 0.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Frederic Zarling | Managing Member | Dec 2015 (11y) | ≈ 18.75% – 50% via Rock Point Partners, Llc | |
| Justin Wayne Krueger | Partner, Head Of Financial Planning | CFP | Dec 2015 (11y) | ≈ 18.75% – 50% via Rock Point Partners, Llc |
| Paul Zarling | Managing Member | Dec 2015 (11y) | ≈ 18.75% – 50% via Rock Point Partners, Llc | |
| Kevin Firari | Registered representative | Nov 2020 (6y) | ||
| Ian Thomas Mcmillan | Registered representative | Mar 2022 (4y) | ||
| Bradley Calvin Draeger | Registered representative | Jan 2024 (3y) | ||
| Cade Patrick Miskimen | Registered representative | Oct 2024 (2y) | ||
| Logan M Draeger | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rock Point Partners, Llc | Managing Partner | Dec 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Frederic Zarling: 25% – 50% of Rock Point Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Justin Wayne Krueger: 25% – 50% of Rock Point Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Paul Zarling: 25% – 50% of Rock Point Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $212M (78% of AUM) Feb 2026
- U.S. Bank $172M (63% of AUM) Feb 2026
- Us Bancorp Fund Services Llc $18.9M (15% of AUM) Aug 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗