Clg Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 282605
· SEC file 801-108414
· Long Beach, CA
· WWW.LINKEDIN.COM
☆ Save with Pro
ADV data as of Aug 03, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 1,448
- Avg AUM / client
- $776K
- Accounts
- 2,771
- Employees
- 35
AUM over time
$0
$1.1B
Sep 9, 2016
Aug 3, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Investments (13F portfolio — 156 positions, $455,428,643)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $80,174,791 | 107,058 | 17.6% | 7.14% |
| 2 | Wisdomtree Tr | US LARGECAP DIVD | $44,372,139 | 460,674 | 9.74% | 3.95% |
| 3 | Apple Inc | COM | $21,851,307 | 75,516 | 4.8% | 1.94% |
| 4 | Capital Group Growth Etf | SHS CREAT UNIT | $16,440,896 | 348,324 | 3.61% | 1.46% |
| 5 | Pimco Etf Tr | MULTISECTOR BD | $14,708,287 | 554,611 | 3.23% | 1.31% |
| 6 | Fidelity Covington Trust | BLUE CHIP GRWTH | $14,341,558 | 230,906 | 3.15% | 1.28% |
| 7 | Chevron Corporation | COM | $12,916,924 | 77,925 | 2.84% | 1.15% |
| 8 | Echostar Corp | CL A | $12,562,125 | 123,765 | 2.76% | 1.12% |
| 9 | Capital Group Core Balanced | SHS | $11,407,523 | 300,514 | 2.5% | 1.02% |
| 10 | Capital Group Dividend Value | SHS CREAT UNIT | $11,391,842 | 231,166 | 2.5% | 1.01% |
| 11 | Goldman Sachs Physical Gold | UNIT | $10,942,253 | 276,529 | 2.4% | 0.97% |
| 12 | Dimensional Etf Trust | CORE FIXE IN ETF | $7,533,391 | 178,474 | 1.65% | 0.67% |
| 13 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $7,216,810 | 89,030 | 1.58% | 0.64% |
| 14 | Berkshire Hathaway Inc Del | CL B NEW | $7,031,008 | 14,051 | 1.54% | 0.63% |
| 15 | Dimensional Etf Trust | US EQUI MARK ETF | $6,414,571 | 78,284 | 1.41% | 0.57% |
| 16 | Fidelity Covington Trust | ENHANCED SML CAP | $5,476,083 | 113,400 | 1.2% | 0.49% |
| 17 | Capital Group Gbl Growth Eqt | SHS CREAT UNIT | $5,352,111 | 126,438 | 1.18% | 0.48% |
| 18 | Dimensional Etf Trust | US SMALL CAP ETF | $5,060,615 | 61,460 | 1.11% | 0.45% |
| 19 | Capital Group Intl Focus Eqt | SHS CREAT UNIT | $4,990,691 | 144,156 | 1.1% | 0.44% |
| 20 | Dimensional Etf Trust | US LARG VALU ETF | $4,739,343 | 119,862 | 1.04% | 0.42% |
| 21 | Tidal Trust Ii | GRIZZ GROWT ETF | $4,612,423 | 76,925 | 1.01% | 0.41% |
| 22 | Dimensional Etf Trust | INTL CORE EQT MK | $4,489,439 | 108,835 | 0.99% | 0.4% |
| 23 | Vaneck Etf Trust | RARE EAR STR ETF | $4,331,013 | 48,938 | 0.95% | 0.39% |
| 24 | Vaneck Etf Trust | GOLD MINERS ETF | $3,974,253 | 52,674 | 0.87% | 0.35% |
| 25 | Microsoft Corp | COM | $3,894,013 | 10,439 | 0.86% | 0.35% |
Top 25 of 156 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 745 | $261M | 23.2% |
| High net worth individuals | 689 | $840M | 74.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.4M | 0.21% |
| Charitable organizations | Fewer than 5 clients | $2.3M | 0.2% |
| Corporations and other businesses | 14 | $17.8M | 1.58% |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cartwright, Janice, Gibson | Partner | Aug 2016 (10y) | GP / trustee / elected manager of Clg Holding Company, Llc (indirect) | |
| Elizabeth Cartwright Carr | Chief Compliance Officer | Aug 2016 (10y) | Less than 5% | |
| John David Cartwright | Partner | Aug 2016 (10y) | GP / trustee / elected manager of Clg Holding Company, Llc (indirect) | |
| Kurt Robert Ehmann | Partner | Aug 2016 (10y) | GP / trustee / elected manager of Clg Holding Company, Llc (indirect) | |
| Pamela Cartwright Eckenrode | Partner | Aug 2016 (10y) | GP / trustee / elected manager of Clg Holding Company, Llc (indirect) | |
| Sarah Cartwright Ehmann | Partner | Aug 2016 (10y) | GP / trustee / elected manager of Clg Holding Company, Llc (indirect) | |
| Eric Van Anspach | Registered representative | Dec 2016 (10y) | ||
| Michael Louis Bishop | Registered representative | Dec 2016 (10y) | ||
| Connor Christopher Campbell | Registered representative | Jan 2017 (10y) | ||
| David Charles Neff | Registered representative | CFP | Jan 2017 (10y) | |
| Dennis C Smith | Registered representative | Jan 2017 (10y) | ||
| Gerald E Mitchell | Registered representative | CFP | Feb 2017 (9y) | |
| Kenneth Scott Lee | Registered representative | CFP | Mar 2017 (9y) | |
| Bryan Anthony Hernandez | Registered representative | Feb 2018 (8y) | ||
| Elizabeth Anne Mcelravey | Registered representative | CFP | Jul 2023 (3y) | |
| Robert Harold Sowder | Registered representative | Sep 2023 (3y) | ||
| Richard Peter Moran | Registered representative | CFP | Sep 2023 (3y) | |
| Alice Clara Mae Amick | Registered representative | Sep 2023 (3y) | ||
| Jon Wayne Bemis | Registered representative | CFP | Sep 2023 (3y) | |
| Robert Michael Koerner | Registered representative | Dec 2023 (3y) | ||
| Kimberley Kasarda Neff | Registered representative | Jan 2025 (2y) | ||
| Paul Francis Heising | Registered representative | CFP | Jan 2025 (2y) | |
| Melissa Andrizzi Sobel | Registered representative | Apr 2025 (1y) | ||
| Christian Luke Fermin | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Clg Holding Company, Llc | Managing Member | Sep 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/09/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RECURRING FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.1B (99% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗