Beck Bode Llc
- Regulatory AUM
- $666M
- Discretionary
- $666M
- Clients
- 979
- Avg AUM / client
- $681K
- Accounts
- 2,511
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 794 | $235M | 35.3% |
| High net worth individuals | 174 | $420M | 63.0% |
| Pension and profit sharing plans | 11 | $8.6M | 1.29% |
| Charitable organizations | 0 | $3.2M | 0.48% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin W Beck | Managing Partner And Chief Compliance Officer | CFP | Feb 2013 (14y) | 50% – 75% |
| James Bode | Managing Partner | Feb 2013 (14y) | 50% – 75% | |
| Angel Costanza | Chief Operating Officer | Dec 2022 (4y) | Less than 5% | |
| Andrew Morris Martone | Registered representative | May 2016 (10y) | ||
| Erik Aaron Beck | Registered representative | May 2016 (10y) | ||
| Brian Wickett | Registered representative | Jan 2017 (10y) | ||
| Paul Ralph Pignone | Registered representative | CFP Chartered Financial Consultant | Jun 2018 (8y) | |
| Christie Kneeland Markham | Registered representative | Aug 2022 (4y) | ||
| Karen Anne O'donoghue | Registered representative | Dec 2022 (4y) | ||
| Anthony Mitrano | Registered representative | Jun 2024 (2y) | ||
| Vincent Thomas Savio | Registered representative | Jul 2024 (2y) | ||
| Sara Daly | Registered representative | Aug 2024 (2y) | ||
| Hayden Hawkey | Registered representative | Apr 2025 (1y) | ||
| Peter Kalianiotis | Registered representative | May 2025 (1y) | ||
| Beth Lynae Price | Registered representative | Jun 2025 (1y) | ||
| Joshua Herschel Plosker | Registered representative | Jun 2025 (1y) | ||
| Tammy Jean Stoerkel | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $319M (48% of AUM) Mar 2026
- Fidelity Brokerage Services $218M (50% of AUM) Dec 2022
- Truist Financial Corp $193M (29% of AUM) Mar 2026
- Altruist Financial $193M (29% of AUM) Mar 2026
- LPL Financial $145M (22% of AUM) Mar 2026
- Fidelity $105M (42% of AUM) Feb 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗