Sugar Maple Asset Management, Llc
- Regulatory AUM
- $292M
- Discretionary
- $292M
- Clients
- 208
- Avg AUM / client
- $1.4M
- Accounts
- 210
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Investments (13F portfolio — 84 positions, $164,751,362)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Gold Tr | GOLD SHS | $15,643,623 | 36,356 | 9.5% | 5.37% |
| 2 | Ishares Tr | CORE US AGGBD ET | $13,043,085 | 131,390 | 7.92% | 4.47% |
| 3 | Abbvie Inc | COM | $12,281,008 | 56,467 | 7.45% | 4.21% |
| 4 | Ishares Tr | TRS FLT RT BD | $12,224,891 | 241,455 | 7.42% | 4.19% |
| 5 | Ishares Tr | CORE S&P500 ETF | $9,837,897 | 15,061 | 5.97% | 3.37% |
| 6 | Ishares Silver Tr | ISHARES | $8,295,364 | 121,740 | 5.04% | 2.85% |
| 7 | Ishares Tr | 0-5 YR TIPS ETF | $8,232,573 | 79,596 | 5.0% | 2.82% |
| 8 | Abbott Laboratories | COM | $6,879,095 | 67,002 | 4.18% | 2.36% |
| 9 | Ishares Tr | 1 3 YR TREAS BD | $6,516,244 | 78,918 | 3.96% | 2.24% |
| 10 | Vaneck Etf Trust | CLO ETF | $4,017,378 | 76,231 | 2.44% | 1.38% |
| 11 | Ishares Tr | MSCI USA MIN VOL | $3,213,526 | 34,651 | 1.95% | 1.1% |
| 12 | Fidelity Covington Trust | DIVID ETF RISI | $3,148,730 | 53,547 | 1.91% | 1.08% |
| 13 | Ishares Tr | 0-5YR INVT GR CP | $2,850,632 | 56,459 | 1.73% | 0.98% |
| 14 | Vanguard Specialized Funds | DIV APP ETF | $2,822,557 | 13,125 | 1.71% | 0.97% |
| 15 | Harris Oakmark Etf Trust | OAKMARK U S LRG | $2,740,269 | 99,411 | 1.66% | 0.94% |
| 16 | Spdr Series Trust | STATE STREET SPD | $2,739,586 | 18,772 | 1.66% | 0.94% |
| 17 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $2,516,855 | 55,170 | 1.53% | 0.86% |
| 18 | Barclays Bank Plc | IPATH S&P 500 SH | $2,435,633 | 68,225 | 1.48% | 0.84% |
| 19 | Bny Mellon Etf Trust Ii | DYNAMIC VALUE | $2,282,099 | 76,942 | 1.39% | 0.78% |
| 20 | Nicolet Bankshares Inc | COM | $2,067,527 | 13,912 | 1.25% | 0.71% |
| 21 | State Str Spdr S&P 500 Etf T | TR UNIT | $1,822,903 | 2,803 | 1.11% | 0.63% |
| 22 | Proshares Tr | PSHS SHORT DOW30 | $1,538,460 | 63,000 | 0.93% | 0.53% |
| 23 | Alliant Energy Corp | COM | $1,448,332 | 20,183 | 0.88% | 0.5% |
| 24 | Fidelity Covington Trust | ENHANCED LARGE | $1,416,222 | 37,776 | 0.86% | 0.49% |
| 25 | Innovator Etfs Trust | U S EQ 10 BUFFER | $1,413,471 | 43,545 | 0.86% | 0.48% |
Top 25 of 84 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $54.8M | 18.8% |
| High net worth individuals | 42 | $221M | 75.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $10.0M | 3.42% |
| Charitable organizations | 3 | $225K | 0.08% |
| Corporations and other businesses | 2 | $6.0M | 2.06% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $3.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cavu Private Opportunity Fund, Llc | Hedge Fund | Wisconsin | $3.0M | 8 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeremy Paul Schwab | President And Chief Compliance Officer | CFP | Jan 2016 (11y) | 50% – 75% |
| Terrence Michael Jack | Chief Investment Officer | CFA | Jan 2016 (11y) | 50% – 75% |
| Amy Ellen Zellner | Registered representative | May 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cavu Private Opportunity Fund, Llc | Hedge Fund | $3.0M | $250K | 8 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $292M (100% of AUM) Mar 2026
- National Financial Services (Fidelity) $194M (97% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗