Nicholas Wealth, Llc
- Regulatory AUM
- $740M
- Discretionary
- $740M
- Clients
- 1,072
- Avg AUM / client
- $690K
- Accounts
- 2,250
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,013 | $210M | 28.4% |
| High net worth individuals | 44 | $84.0M | 11.4% |
| Investment companies | 3 | $442M | 59.7% |
| Pension and profit sharing plans | 4 | $771K | 0.1% |
| Corporations and other businesses | 8 | $3.1M | 0.42% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Alexis Nicholas | President | Feb 2016 (11y) | 75% or more | |
| Fleming, Stacy, Graves | Chief Compliance Officer | Dec 2023 (3y) | Less than 5% | |
| Cynthia Joy Panian | Registered representative | Jun 2021 (5y) | ||
| Jared Weston Chambers | Registered representative | Nov 2021 (5y) | ||
| Stephen Aaron Jones | Registered representative | Sep 2022 (4y) | ||
| Ian Sears | Registered representative | Dec 2024 (2y) | ||
| Amanda Serafino | Registered representative | Jan 2025 (2y) | ||
| Timothy Christian Hart | Registered representative | Apr 2025 (1y) | ||
| Bailey Alexander Woods | Registered representative | Sep 2025 (1y) | ||
| Logan Chase Pritchett | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 956 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • EDUCATIONAL SEMINAR FEES CHARGED PER SEMINAR. SELECTION OF TPMM
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $169M (23% of AUM) Apr 2026
- Fidelity Brokerage Services $129M (17% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗