Empirikal Partners Llc
- Regulatory AUM
- $87.5M
- Discretionary
- $87.5M
- Clients
- 199
- Avg AUM / client
- $440K
- Accounts
- 199
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 62 | $39.0M | 44.6% |
| High net worth individuals | 137 | $48.5M | 55.4% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Wayne Harding | Registered representative | Sep 2016 (10y) | ||
| Alexander Joseph Corriere | Registered representative | May 2020 (6y) | ||
| William John Kosic | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Quincy De Earl Caldwell | Registered representative | Jan 2023 (4y) | ||
| Christopher Anthony Niko Monzon | Registered representative | Feb 2023 (4y) | ||
| Jenna A Brown | Registered representative | Jul 2023 (3y) | ||
| Joseph John Gormley | Registered representative | Dec 2023 (3y) | ||
| Jackson Robert Paulishak | Registered representative | Mar 2024 (3y) | ||
| Thomas M Murphy | Registered representative | Jan 2026 (1y) | ||
| Edgar Ochoa Benitez | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.83 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Axos Clearing $21.0M (24% of AUM) Jul 2026
- Charles Schwab & Co. $596K (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 04, 2026.
View current Form ADV (SEC/IAPD) ↗