Lawley Retirement Advisors, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 282786
· SEC file 801-107260
· Buffalo, NY
· WWW.LAWLEYRETIREMENT.COM
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ADV data as of Jul 08, 2026
- Regulatory AUM
- $2.1B
- Discretionary
- $98.1M
- Clients
- 161
- Avg AUM / client
- $13.2M
- Accounts
- 178
- Employees
- 12
AUM over time
$329M
$2.1B
Dec 2015
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 161 | $2.1B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Joseph Rehak | Managing Member, Managing Director, And Chief Compliance Officer | Chartered Financial Consultant | Jan 2016 (11y) | Less than 5% |
| Todd Michael Tevens | Managing Director | Jan 2016 (11y) | Less than 5% | |
| Ryan Thomas Miller | Registered representative | CFP | Jul 2021 (5y) | |
| Laura Ann Cooley | Registered representative | Jul 2021 (5y) | ||
| Adam M Clouden | Registered representative | Feb 2024 (2y) | ||
| James Patrick Rehak | Registered representative | Mar 2024 (2y) | ||
| Matthew J Siva | Registered representative | Jul 2024 (2y) | ||
| Benard Verrico | Registered representative | Sep 2025 (1y) | ||
| Mary K Setter | Registered representative | Dec 2025 (1y) | ||
| Andrew Joseph Pascarella | Registered representative | May 2026 (0y) | ||
| Summer Melody Mckellar | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lawley Parent, Llc | Owner | Jan 2016 | A | 75% or more |
| Lawley Service, Inc. | Owner | Jan 2001 | B | ≈ 18.75% – 50% via Lawley Parent, Llc |
| Lawley Ppc Investor, Llc | Owner | Sep 2023 | B | ≈ 18.75% – 50% via Lawley Parent, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lawley Service, Inc.: 25% – 50% of Lawley Parent, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Lawley Ppc Investor, Llc: 25% – 50% of Lawley Parent, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (28)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| St. Joseph's Collegiate Institute Defined Contribution Retirement Plan | St. Joseph's Collegiate Institute | 92 | $19.9M | 01/01/2024 |
| Unicell Body Company, Inc. Profit Sharing/401(k) Savings And Retirement | Unicell Body Co., Inc. | 154 | $7.3M | 01/01/2024 |
| Monofrax Llc, Union 401(k) Plan | Monofrax Llc | 103 | $6.5M | 01/01/2024 |
| C. Basil Ford 401(k) Plan | C. Basil Ford, Inc. | 0 | $0 | 01/01/2024 |
| Buffalo Hearing & Speech Center, Inc. 401(k) Plan | Buffalo Hearing & Speech Center, Inc. | 330 | $18.3M | 01/01/2024 |
| Dent Neurologic Group 401(k) Plan | Dent Neurologic Group | 517 | $52.2M | 01/01/2024 |
| General Physician, P.C. 401(k) Plan | General Physician, P.C. | 1,301 | $69.1M | 01/01/2024 |
| Unilock Retirement Plan And Trust (Chicago) | Unilock Chicago, Inc. | 192 | $38.7M | 01/01/2024 |
| G&C Foods/Palmer Food Service 401(k) Retirement Plan | Palmer Fish Company, Inc. | 868 | $40.9M | 01/01/2024 |
| Basil Family Dealerships 401 K Plan | Basil Management Group Llc | 532 | $51.3M | 01/01/2024 |
| Ima Life North America, Inc. 401(k) Retirement Plan | Ima Life North America, Inc. | 177 | $54.7M | 01/01/2024 |
| Feldmeier Equipment, Inc. 401(k) Plan | Feldmeier Equipment, Inc. | 373 | $34.5M | 01/01/2024 |
| Maco Bag Corporation Retirement Savings Plan | Maco Bag Corporation | 87 | $2.7M | 01/01/2024 |
| Great Lakes Physicians, P.C. 401(k) Plan | Great Lakes Physicians, P.C. | 169 | $47.9M | 01/01/2024 |
| Unilock Retirement Plan And Trust (New York) | Unilock New York, Inc. | 107 | $23.6M | 01/01/2024 |
| Maxim Management Services Llc 401 K Psp | Maxim Management Services, Llc | 209 | $26.2M | 01/01/2024 |
| Eugenio Maria De Hostos Charter School 403(b) Plan | Eugenio Maria De Hostos Charter School | 198 | $1.6M | 01/01/2024 |
| Bestself Behavioral Health 401(k) Plan | Bestself Behavioral Health, Inc. | 1,086 | $32.4M | 01/01/2024 |
| Sonwil Distribution Center Profit Sharing Retirement Plan | Sonwil Distribution Center, Inc. | 346 | $16.7M | 01/01/2024 |
| Taylor Devices, Inc. 401(k) Plan | Taylor Devices, Inc. | 136 | $18.6M | 01/01/2024 |
| Great Lakes Medical Imaging, Llc Profit Sharing 401(k) Plan | Great Lakes Medical Imaging, Llc | 170 | $34.0M | 01/01/2024 |
| Finger Lakes Premier Properties 401(k) Plan | Finger Lakes Premier Properties, Inc. | 37 | $1.8M | 01/01/2024 |
| Kee Safety, Inc. Retirement Plan | Kee Safety, Inc. | 274 | $18.3M | 01/01/2024 |
| Buffalo Games, Llc. 401(k) Plan | Buffalo Games Llc | 302 | $26.0M | 01/01/2024 |
| Mercy Flight, Inc. 401(k) Plan | Mercy Flight, Inc. | 226 | $8.5M | 01/01/2024 |
Top 25 of 28 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Principal Financial $529M (25% of AUM) Jul 2026
- Fidelity Brokerage Services $414M (19% of AUM) Jul 2026
- Empower $286M (13% of AUM) Jul 2026
- T. Rowe Price Associates, Inc. $193M (10% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗